- American Express (New York, NY)
- …appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and ... more effectively. + Promote the usage of industry and internal best practices and incorporating regulatory...like global Business Unit in scope and complexity preferred; Audit , legal experience, or equivalent work experience considered. *… more
- TD Bank (New York, NY)
- …and scalability + Strong regulatory remediation partnership to drive through Internal Audit Validations and Governance standards. + Responsible aligning all ... all parties while driving remediation + Prior experience with delivering major regulatory programs, audit validation, and/or infrastructure implementations is an… more
- Citigroup (Getzville, NY)
- …Compliance and Controls:** Ensure all headcount execution activities adhere strictly to internal policies, regulatory requirements, audit standards, and ... on continuous improvement, process optimization, and the implementation of best practices to achieve and sustain operational excellence. + **Strategic Planning:**… more
- TD Bank (New York, NY)
- …policy and procedures materials are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Grant Thornton (New York, NY)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... As a Managing Director within our Regulatory Compliance & Risk Consulting practice ,...and written communication skills and proficiency with preparing complex internal and externally facing written materials + Strong administrative… more
- Citigroup (New York, NY)
- …of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and ... + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to… more
- TD Bank (New York, NY)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- NYSERDA (Albany, NY)
- …as those of the Green Bank division. The position reports to the Director of Internal Audit . Primary Responsibilities + Plan and execute audit and advisory ... recommendations. + Assist with developing and updating the annual internal audit plan and risk assessment. +...Ability to demonstrate respect, equity and inclusive behavior and practices of a diverse workforce and community. + Perform… more
- TD Bank (New York, NY)
- …or financial designation preferred **Preferred:** + Progressive experience in financial controls, internal audit , within a large, complex organization - ideally ... controls over financial reporting + Strong working knowledge of SOX 404, internal control frameworks (COSO), FDICIA regulatory requirements + Experience… more
- Mizuho Corporate Bank (New York, NY)
- …Responsibilities: + Design and maintain secure, compliant Azure landing zones aligned to regulatory and internal audit requirements. + Establish and enforce ... deployments. + Partner with Security, Risk, and Compliance to integrate regulatory controls and evidence collection into technical designs. + Mentor cloud… more