- Citigroup (Getzville, NY)
- …with internal and external stakeholders, including regulators, testing teams, and internal audit , with respect to Citi's global swap and security-based swap ... Regulatory Operations Vice President (VP) will be responsible...and timely trade reporting submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance, Risk/Control, Operations &… more
- Weill Cornell Medical College (New York, NY)
- …and timely submissions. + Assists with developing workflows and SOPs related to internal and external regulatory compliance activities. Serves as a resource ... in regular research meetings, prepares meeting materials as needed. Presents regulatory guidance materials during internal research meetings and study… more
- Mizuho Corporate Bank (New York, NY)
- …will provide independent review and credible challenge of first line regulatory reporting practices -including data quality validation, control effectiveness, and ... submissions. Your oversight will confirm that reporting methodologies align with internal policies, regulatory requirements, and industry standards. This role… more
- Citigroup (Getzville, NY)
- …objectives + Support in addressing questions arising from regulators, compliance assurance and internal audit + Work with the global team lead and reporting ... **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...and timely reporting as defined by regulation and industry practice + Manage and oversee BAU processes for CFTC,… more
- Mohawk Valley Health System (Utica, NY)
- …the Health System, as well as facilitating leadership to achieve necessary regulatory and performance excellence audit processes. Core Job Responsibilities + ... Sr Director Quality Management & Regulatory Affairs - Full Time - Days Department:...and other surveys to ensure responses are congruent with practices throughout the system. + Will act as contact… more
- Amalgamated Bank (New York, NY)
- …prepares quarterly Audit Committee materials with minimal supervision. + Advises the Internal Audit team on the use of data analytics techniques to enhance ... oversight. Lead team liaison in data analytics, preparation of Audit Committee materials, and regulatory requests. By...department and the Bank. + Provides timely communication to Internal Audit Management and informs them of… more
- Citigroup (New York, NY)
- …or risk reporting where needed relative to best practice . + Liaison with regulatory examiners, Internal Audit , and external auditors on critical Risk ... through Citi's Transformation. Moreover, there are standard, as well as ad-hoc, internal and regulatory requests for information from the team pertaining… more
- PNC (New York, NY)
- …regular basis. Some responsibilities may be performed remotely, at manager's discretion. As an Internal Audit Senior Auditor within PNC's IT Audit Technology ... IT infrastructure within the company's core business processes. The Internal Audit Senior is responsible for evaluating...+ **Customer Focused** - Knowledgeable of the values and practices that align customer needs and satisfaction as primary… more
- Citigroup (New York, NY)
- …will work with stakeholders across all Risk functions globally, the Enterprise Data Office, Internal Audit and the broader firm. The job requires a broad and ... comprehensive understanding of the systems, standards and practices relevant to data management, and the key functions...standards + Assist the Data Governance Lead with managing Regulatory requests (MRIA, MRA) related to Risk data and… more
- Citigroup (Queens, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and insurance ... and drive credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth. + Support… more