• Risk Management Internal Auditor

    Mizuho Corporate Bank (New York, NY)
    …supervisory examinations, or their equivalent. + Demonstrates a sound understanding of internal audit principles, practices and techniques, the concepts ... About the Team The Internal Audit Department Americas (IADA) provides...conduct, financial crime, credit risk, operational and third-party risk, regulatory reporting, know your customer (KYC) and client onboarding… more
    Mizuho Corporate Bank (06/19/25)
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  • Director, Compliance, Global Control Room…

    TD Bank (New York, NY)
    …with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for ... Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global...properly and timely addressed (ie, oversee progress of all internal and/or external audit issues relating to… more
    TD Bank (06/02/25)
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  • Senior Compliance Business Oversight Analyst - US…

    TD Bank (New York, NY)
    …and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or ... audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and well-developed organizational, time management and… more
    TD Bank (06/14/25)
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  • Internal Auditor - Investment Management

    Neuberger Berman (New York, NY)
    …classes. You will work in close collaboration with other members of the Internal Audit department, Legal & Compliance, Operations, Risk, Front Office personnel, ... data and ensure compliance with established policies, procedures and regulatory requirements through the audit process +...+ CPA, CFA preferred + 6 - 10 years internal and/or external audit experience; asset management… more
    Neuberger Berman (06/19/25)
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  • Investments and Insurance Risk Assessment…

    Citigroup (Queens, NY)
    …+ Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and insurance ... and drive credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth. + Support… more
    Citigroup (06/19/25)
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  • Practice Manager - Urology Surgery Office

    Albany Medical Center (Albany, NY)
    …budget development and cost center management under the direction of the Practice Administrator. Provides hands-on leadership for all aspects of patient relations, ... activities to ensure their successful management. Works closely with the practice Administrator, Practice Coordinator(s), Nurse Supervisor and the… more
    Albany Medical Center (06/25/25)
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  • Practice Manager Cardiology

    Albany Medical Center (Albany, NY)
    …Work Shift: Day (United States of America) Salary Range: $65,102.17 - $100,908.37 Practice Manager Cardiology 43 New Scotland Ave Practice Manager - Cardiology ... and cost center management under the direction of the Practice Administrator. Provides hands-on leadership for all aspects of...effective + + Monitors all time performance and pay practices and systems for effectiveness and cost containment +… more
    Albany Medical Center (06/06/25)
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  • Consultant, Operational Risk Management…

    Lincoln Financial (Albany, NY)
    …distribution process; and maintain all business records. + You will act as the Internal Audit liaison for the business units by ensuring business engagement, ... #:** 74427 **The Role at a Glance** As the Internal Controls Consultant, you will provide subject matter expertise...management experience + NAIC general knowledge + Experience creating audit or regulatory work papers + Ability… more
    Lincoln Financial (06/12/25)
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  • Senior Customer Exit Financial Crime Risk…

    TD Bank (New York, NY)
    …and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or ... guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice , including,… more
    TD Bank (06/24/25)
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  • Financial Services Internal Auditor

    ManpowerGroup (New York, NY)
    …Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the effectiveness of internal controls related ... and recommend improvements as needed. + Stay up-to-date on regulatory changes and industry best practices to...the company's adherence to evolving standards. + Collaborate with internal teams to implement audit recommendations and… more
    ManpowerGroup (06/03/25)
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