- TD Bank (New York, NY)
- …+ 10 years of relevant industry and enterprise technology & governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we ... New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is committed to providing fair… more
- Grant Thornton (New York, NY)
- …of the processes + Manage the development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for ... recommendations regarding process optimization, profit improvement, cost reduction, fraud prevention, internal control , and compliance + Perform engagement… more
- Rochester Institute of Technology (Rochester, NY)
- …and to determine if functional areas are conducting operations in accordance with good internal control practices and in compliance with established RIT ... **9853BR** **Position Title:** Senior Internal Auditor **Organization:** Institute Audit, Compliance ...training for RIT community members on risk assessment and internal control topics. + Assists with general… more
- Intertek (Cortland, NY)
- …Protection (CBP) and Office of Foreign Asset Control (OFAC). + Conduct internal export compliance audits and reviews, reporting on any potential areas of ... Control will also serve as the primary Export Compliance Officer and Empowered Official to engage with various...therein. + Disseminates information and develops procedures to facilitate compliance with all US Export Control Regulations… more
- Bassett Healthcare (Cooperstown, NY)
- …initiatives which would include 340B program administration rules, centralization efforts, internal control policies, compliance , and inventory management. ... annual audits with external vendors, where appropriate to validate internal processes and ensure compliance with the...move objects. If the use of arm and/or leg control requires exertion of forces greater than that of… more
- American Express (New York, NY)
- …in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control frameworks. + Highly organized ... regulatory needs and enterprise priorities. + Support RCIM related regulatory exams, internal audits, and Enterprise/ Compliance testing reviews. serving as a… more
- Marex (New York, NY)
- …in the investment management industry preferred. + Experienced in governance, risk, assurance, compliance , or internal control roles in Financial Services. + ... Manager is responsible for assisting the Firm in identification, evaluation, control testing, and management of operational risk, whilst supporting risk strategy… more
- S&P Global (New York, NY)
- … & Risk has a broad range of responsibilities supporting the Ratings Risk and Internal Control function. The position is part of a team that supports continuous ... improvement and operation of risk and internal control processes, including maintenance of process,...or equivalent. * 2+ years of experience related to compliance , audit, risk or regulatory management, financial services, or… more
- City of New York (New York, NY)
- …Twitter, Facebook, Instagram and YouTube. DCWP's Administration Division is seeking an Internal Control Manager to analyze processes to identify risks, improve ... the agency is complying with laws and regulations. The Internal Control Manager will report directly to...internal controls to remove identified risks. - Ensure compliance with all relevant laws and regulations. These include… more
- American Express (New York, NY)
- …limited to: General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit, Financial ... risks are identified and that the strength of the control environment is evaluated in accordance with Compliance... control environment is evaluated in accordance with Compliance Program standards. + Liaising as required with the… more