- M&T Bank (Buffalo, NY)
- …including department directors, as well as senior management. + Maintaining M&T internal control standards, including timely implementation of internal ... that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and… more
- American Express (New York, NY)
- … internal fraud risks across business units + Partner with Operational Risk, Compliance , and Internal Audit to ensure alignment with the enterprise risk ... rules or analytics within a large, complex organization. + Deep understanding of internal fraud typologies, data-driven risk assessment, and control design. +… more
- TD Bank (New York, NY)
- …regulatory requirements and regulator expectation + Identifies and communicates areas of non- compliance and/or material control weaknesses + Responsible for the ... Compliance industry and assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote… more
- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... to detail, ensuring accurate records are maintained. Preferred Qualifications: + Export Control : Ability to monitor and ensure compliance with US export… more
- Kaleida Health (Buffalo, NY)
- …professional work environment required. 2 years of experience in Public Accounting, Internal Auditing, Internal Control Design/Documentation, or a comparable ... position preferred.** **Working Conditions** **Job Details** Department: KH Internal Audit and Compliance Standard Hours Bi-Weekly: 75.00 Weekend/Holiday… more
- American Red Cross (NY)
- …Analyst, you will help mature and maintain the organization's Governance, Risk, and Compliance (GRC) program. You will focus on control assessment by evaluating, ... policy development, and audit readiness.** Collaborate with stakeholders to strengthen internal controls and ensure compliance with federal regulations and… more
- TD Bank (New York, NY)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring, testing, and control mapping. + Hands-on experience in ... are addressed and aligned with regulatory expectations. + Support control mapping to ensure regulatory requirements are linked to...required documentation to effectively report on the status of Compliance + Represents Compliance on internal… more
- American Express (New York, NY)
- … to lead a diverse team of high-performing professionals focused on ensuring compliance risk and control mitigation is embedded in the day-to-day operations ... functional areas, and geographies. The VP, will: + Provide business specific compliance expertise, particularly in relation to identifying where compliance and… more
- City National Bank (New York, NY)
- …tracking and reporting of compliance program risks that includes an internal control structure, new products, training, regulatory change management, risk ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...Company or regulatory standards and policies. * Maintain CNB internal control standards, including timely implementation of… more
- American Express (New York, NY)
- …finance, law, business, or a related field. + 10 years of experience in Compliance , Risk Management, Internal Audit, or a related field within financial ... ensures American Express is adhering to laws, regulations, and internal policies while fostering a culture of integrity and...services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control … more