- CBRE (Albany, NY)
- …and trends for business leaders. - Maintain auditable documentation and records that meet internal control and compliance standards. - Identify and implement ... improvements to streamline workflows, reduce errors, and strengthen governance in contract management processes. What You'll Need: To perform this job successfully, an individual will need to perform each crucial duty satisfactorily. The requirements listed… more
- TD Bank (New York, NY)
- …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced… more
- S&P Global (New York, NY)
- …Generative AI tools within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function for S&P Global ... **About the Role:** **Grade Level (for internal use):** 11 **About the Role/The Team:** The...performance or usage. They will then collaborate with other control team members to investigate the findings. The role… more
- Citigroup (New York, NY)
- …+ Act as the primary point of contact and subject matter expert for internal control functions (eg, Legal, Compliance , Risk, Audit) regarding product ... across all operating markets. **Key Responsibilities** : Product Readiness & Compliance Leadership: + Lead and manage the comprehensive product readiness framework… more
- Fedcap (New York, NY)
- …proper accounting policies and procedures. In this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and ... Position Summary The Internal Audit and Compliance Controller -...procedures using data analytics + Participate in SOX 404 internal control evaluation and testing Financial, Operational… more
- American Express (New York, NY)
- …and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a process mindset, ... that mitigate regulatory and operational risks. + Monitor business activities for compliance with laws, regulations, and internal standards (eg, UDAAP, Fair… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & ... Lead. This role focuses on designing, managing, and tracking global compliance training programs, while also supporting key operational initiatives across the… more
- Robert Half Management Resources (New York, NY)
- …generate comprehensive financial reports that support decision-making. * Implement and improve internal control measures, ensuring compliance with financial ... for a global B2B SaaS organization, ensuring efficient cash management and compliance with financial policies. The ideal candidate will bring extensive expertise in… more
- Scotiabank (New York, NY)
- … to any relevant regulations and internal / external audit, compliance and control requirements + Produce and monitor regular (daily/weekly/monthly) reports ... team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. You… more
- TD Bank (New York, NY)
- …York, United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **DEPARTMENT OVERVIEW** The TDS Governance and Control team is a first line of defense team responsible for… more
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