- Bloomberg (New York, NY)
- …trigger event management process. + Facilitate cross-functional collaboration with Legal, Compliance , Risk, and Business Line Control Management to produce ... + Provide subject matter expertise on regulatory obligations, emerging compliance risks, and control adequacy-especially in investment...Have:** + Minimum of 8 years of experience in Compliance , Legal, Risk, Internal Audit, or related… more
- TD Bank (New York, NY)
- …risk, treasury, technology) to ensure preparedness and alignment with FMI and SWIFT compliance mandates. + Track and inform internal strategy based on changes ... SWIFT compliance , cyber resilience, or operational continuity. + Ensure internal policies reflect industry best practices for FMI risk management and cyber… more
- RELX INC (New York, NY)
- … gaps and recommend process improvements to the Director of Security and Compliance . + Collaborate with the internal data protection teams for implementation ... the link below. https://risk.lexisnexis.com/government About our Team The Government Security Compliance team supports Federal and State & Local agencies in ensuring… more
- American Express (New York, NY)
- …Group. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial ... and together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a… more
- M&T Bank (Buffalo, NY)
- …ensure adherence to GAAP, SEC disclosure, and regulatory requirements. + Maintain M&T internal control standards, including timely implementation of internal ... that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and… more
- Synchrony (New York, NY)
- …and objective assessment of risk management practices including governance, and control framework effectiveness. The incumbent is primarily responsible for the ... and conclusion over the design and effectiveness of the bank's control environment, continuous monitoring activities and validation of corrective actions. **_Our… more
- Neuberger Berman (New York, NY)
- …of complex regulatory requirements and development of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk ... document repeatable systematized, and digital processes that ensure consistency of outcome, control rigor, and quality client experience that both clients and … more
- TD Bank (New York, NY)
- …experience. This is an opportunity to join a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is ... for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal documentation with global… more
- Coinbase (Albany, NY)
- …us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to ... for an Analyst, Tech Controls to support the second line of defense technology compliance initiatives. This role will play a critical part in assisting with the… more
- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... of job responsibility, ensuring the highest possible level of member and internal customer service. Sets and maintains a high degree of individual performance… more