- TD Bank (New York, NY)
- …Responses and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and ... Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management of the department's… more
- Wells Fargo (New York, NY)
- …Evaluate adequacy and effectiveness of policies, procedures, systems, technology, and internal controls + **Report findings and influence control improvements:** ... **About this role:** Wells Fargo is seeking a **Lead Control Management Officer** within the Corporate & Investment Banking (CIB) Control Team, which is… more
- MTA (New York, NY)
- …and evaluation of departmental operating budgets. + Familiarity with audit principles and internal control practices to support compliance and financial ... opportunities, explain variances, and support informed financial decision-making. + Support internal controls and compliance procedures to ensure the accuracy… more
- JPMorgan Chase (New York, NY)
- Step into a pivotal role at JPMorganChase, where your expertise in control management will shape our compliance and risk strategies. Elevate your career with ... success. **Job responsibilities** + Develop, implement, and continuously improve comprehensive control strategies to identify and mitigate compliance and… more
- TD Bank (New York, NY)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise ... of the following + Risk Management + Governance and Control 1B + Regulatory Compliance Management +...issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements… more
- MTA (New York, NY)
- Senior Manager, Position Control Job ID: 12773 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Workforce ... 21, 2025 Description JOB TITLE : Senior Manager, Position Control SALARY RANGE : $115,000- $120,000 HAY POINTS :...comprehensive reports on staffing costs and budget variances. + Compliance and Auditing Leadership: Ensure strict adherence to both… more
- American Express (New York, NY)
- …+ Experience working with or in operational risk management space (eg, Risk, Compliance , Control Management and/or Internal Audit). Experience in Agile ... across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. The **Enterprise Control … more
- American Express (New York, NY)
- …the future of American Express. The newly formed Enterprise Technology Services (ETS) Control & Compliance , Process Risk Reduction & Enterprise Platforms (EP) ... you make an impact in this role?** The ETS Control & Compliance , Process and Risk Reduction...and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA reviews and… more
- Neuberger Berman (New York, NY)
- …and manage business-wide governance routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, ... **Head of Business Control & Governance - Private Wealth** **Location:** New...Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor… more
- Citigroup (Queens, NY)
- …and Governance Committee presentations. + Foster effective partnerships with internal Control Functions and external constituencies, including regulators, ... their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading...robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and… more