- JPMorgan Chase (New York, NY)
- …& Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about ... and inquiries + Conduct internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance… more
- NBC Universal (New York, NY)
- …claims, intellectual property claims (both affirmative and defensive), insured matters, internal investigations , regulatory inquires, regulatory ... and Regulatory will be responsible for handling disputes, advising internal business clients, litigating cases as counsel-of-record (both independently and under… more
- HSBC (New York, NY)
- …to the Global Head of Investigations , overseeing and managing the Global Internal Investigations team, which deals with all investigations that involve ... countries and territories in which HSBC operates. The General Counsel, US Litigation, Regulatory Enforcement and Investigations ; and Deputy Head of Global … more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- American Express (New York, NY)
- … internal team for review and investigation, as needed. One of the internal investigation teams includes the AEO Special Investigations Group (SIG). The AEO ... seek professionals that have a diverse set of backgrounds including investigations , data analytics, technology, internal controls, compliance, operational risk… more
- MTA (New York, NY)
- …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Senior Director, Diversity and Equal Opportunity (DEO) Investigations Job ID: 11878 Business Unit: MTA Headquarters...MTA staff to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
- Curia (Rensselaer, NY)
- …products. The role is responsible for overseeing and providing support for GMP investigations , internal audits, and customer complaint investigations . This ... The Quality Assurance Specialist II participates in, writes and/or closes investigations . This requires maintaining budgetary targets and delivering earnings and… more
- TD Bank (New York, NY)
- …higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable ... **Line of Business:** Financial Crime Risk Management **Job Description:** FCRM Investigations is responsible for investigations of complex anti-money… more
- TD Bank (New York, NY)
- …**Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight, TD ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- City of New York (New York, NY)
- …public, and New Yorkers will have a democracy they can truly trust. The Investigations Unit works with other CFB units to ensure compliance with campaign finance ... laws and regulations and seeks a Director of Investigations to lead a team of analysts in the investigations of campaigns, independent spenders, and other… more