• Government Investigations

    JPMorgan Chase (New York, NY)
    …& Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about ... and inquiries + Conduct internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance… more
    JPMorgan Chase (07/29/25)
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  • Counsel, Litigation

    NBC Universal (New York, NY)
    …claims, intellectual property claims (both affirmative and defensive), insured matters, internal investigations , regulatory inquires, regulatory ... and Regulatory will be responsible for handling disputes, advising internal business clients, litigating cases as counsel-of-record (both independently and under… more
    NBC Universal (07/25/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments &… more
    TD Bank (08/09/25)
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  • Vice President, US Markets Equities Compliance…

    TD Bank (New York, NY)
    …and procedures. + Provide regulatory /compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
    TD Bank (08/09/25)
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  • Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
    TD Bank (06/07/25)
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  • Litigation, Regulatory Enforcement…

    HSBC (New York, NY)
    **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support ... all staff and activities across the global team comply with all internal global policies, compliance, and audit requirements. Continually reassess and address any… more
    HSBC (08/13/25)
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  • Senior Director Equal Opportunity (EO)…

    MTA (New York, NY)
    …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Senior Director Equal Opportunity (EO) Investigations Job ID: 11878 Business Unit: MTA Headquarters...MTA staff to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
    MTA (05/31/25)
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  • Director of Investigations

    City of New York (New York, NY)
    …public, and New Yorkers will have a democracy they can truly trust. The Investigations Unit works with other CFB units to ensure compliance with campaign finance ... laws and regulations and seeks a Director of Investigations to lead a team of analysts in the investigations of campaigns, independent spenders, and other… more
    City of New York (07/15/25)
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  • Associate, Counsel, Investigations

    SMBC (New York, NY)
    …Description** We are currently seeking an experienced attorney to join the Investigations team in the Legal Department. Investigation roles with the Legal Department ... are responsible for providing a single functional resolution for all (non-HR) investigations for SMBC. The Investigations team covers a range of matters,… more
    SMBC (08/22/25)
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  • Financial Crime Risk Senior Investigator…

    TD Bank (New York, NY)
    …higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable ... and concisely **Customer Accountabilities:** + Conducts a variety of complex investigations , including AML, Sanctions/ABAC and Financial Crime + Applies sound… more
    TD Bank (08/22/25)
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