- JPMorgan Chase (New York, NY)
- …& Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about ... and inquiries + Conduct internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance… more
- NBC Universal (New York, NY)
- …claims, intellectual property claims (both affirmative and defensive), insured matters, internal investigations , regulatory inquires, regulatory ... and Regulatory will be responsible for handling disputes, advising internal business clients, litigating cases as counsel-of-record (both independently and under… more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments &… more
- TD Bank (New York, NY)
- …and procedures. + Provide regulatory /compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support ... all staff and activities across the global team comply with all internal global policies, compliance, and audit requirements. Continually reassess and address any… more
- MTA (New York, NY)
- …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Senior Director Equal Opportunity (EO) Investigations Job ID: 11878 Business Unit: MTA Headquarters...MTA staff to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
- City of New York (New York, NY)
- …public, and New Yorkers will have a democracy they can truly trust. The Investigations Unit works with other CFB units to ensure compliance with campaign finance ... laws and regulations and seeks a Director of Investigations to lead a team of analysts in the investigations of campaigns, independent spenders, and other… more
- SMBC (New York, NY)
- …Description** We are currently seeking an experienced attorney to join the Investigations team in the Legal Department. Investigation roles with the Legal Department ... are responsible for providing a single functional resolution for all (non-HR) investigations for SMBC. The Investigations team covers a range of matters,… more
- TD Bank (New York, NY)
- …higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable ... and concisely **Customer Accountabilities:** + Conducts a variety of complex investigations , including AML, Sanctions/ABAC and Financial Crime + Applies sound… more