- JPMorgan Chase (New York, NY)
- …& Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about ... and inquiries + Conduct internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance… more
- NBC Universal (New York, NY)
- …claims, intellectual property claims (both affirmative and defensive), insured matters, internal investigations , regulatory inquires, regulatory ... and Regulatory will be responsible for handling disputes, advising internal business clients, litigating cases as counsel-of-record (both independently and under… more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments &… more
- TD Bank (New York, NY)
- …and procedures. + Provide regulatory /compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support ... all staff and activities across the global team comply with all internal global policies, compliance, and audit requirements. Continually reassess and address any… more
- Ankura (NY)
- …their audit methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a ... procedures, and ethical behavior. + Work with colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on… more
- MTA (New York, NY)
- …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Senior Director Equal Opportunity (EO) Investigations Job ID: 11878 Business Unit: MTA Headquarters...MTA staff to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
- TD Bank (New York, NY)
- …higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable ... Financial Crime Risk Management **Job Description:** **Department Introduction:** FCRM Investigations is responsible for investigations of complex anti-money… more
- City of New York (New York, NY)
- …public, and New Yorkers will have a democracy they can truly trust. The Investigations Unit works with other CFB units to ensure compliance with campaign finance ... laws and regulations and seeks a Director of Investigations to lead a team of analysts in the investigations of campaigns, independent spenders, and other… more
- Google (New York, NY)
- **Minimum qualifications:** + Bachelor's degree or equivalent practical experience in investigations . + 6 years of experience conducting investigations , ... by leveraging security expertise. As an Investigator on the Security Investigations and Assessments team, you will be responsible for conducting comprehensive… more