- Bank of America (Staten Island, NY)
- …necessary training and guidance through a defined path to become a successful and independent financial advisor . You will have the opportunity to work with both ... Merrill Financial Solutions Advisor - SD Financial Market New York, New...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.… more
- Kestra Financial (Wappingers Falls, NY)
- …account reviews, report generation and meeting documentation/notes + Consult with lead advisor on investment strategies based on individual financial and ... The Associate/Service Advisor reports to the Lead Advisor ...+ Strong understanding of financial services industry and diverse investment products + Basic computer skills (Outlook, Word, Excel… more
- Thrivent Financial (New York, NY)
- …or looking for a career change, you could be a successful Thrivent Financial advisor if you're: + Self-disciplined, independent and driven to succeed. + ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding, you'll have control over the income… more
- City National Bank (New York, NY)
- …interest in CNR investment services. Develops "partnering" relationships with Independent Financial Advisor , accounting firms, and estate planning firms with ... * INVESTMENT CONSULTANT* WHAT IS THE OPPORTUNITY? Expand and...the new accounts and account transfer process. * Handle Independent Financial Advisor and client communication. *… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …for tracking periodic investment managers' reviews by third party and independent investment manager searches. + Generates periodic reports on investment ... to identify client goals and tolerances. + Assists with developing individualized client investment strategy for Financial Advisor . + Responds to inquiries from… more
- Mizuho Corporate Bank (New York, NY)
- …Ability to determine industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary ... 151 Prime Broker Agreements). + Ability to understand an Investment Advisor 's organization structure, as well as,...and Operations Skills and Competencies: + Team player + Independent , hardworking and eager to learn + Strong attention… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager. From offices in 39 ... with strong Private Wealth Management experience with a focus on Advisor and Client solutions. This role requires exceptional communication, project management,… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager. From offices in 39 ... that will define the future of both client and advisor experiences. This leader will oversee all aspects of...focus, the firm has built a diverse team-including 760-plus investment professionals and more than 2,800 employees in total-united… more
- Foresters Financial Services (Westbury, NY)
- …through trusted financial advisors and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of ... Financial GroupCetera Financial Group(R) ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice… more
- Wellington (New York, NY)
- …Tracing our history to 1928, Wellington Management is one of the world's largest independent investment management firms. We serve as a trusted adviser to ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more