- City National Bank (Los Angeles, CA)
- … DEVELOPMENT INVESTMENT OFFICER * WHAT IS THE OPPORTUNITY? Supporting Community Reinvestment Act ("CRA") investments include private equity participation in ... in the Affordable Housing Investors Council. * Small Business Investment Company (SBIC) * Support in the...a sales and marketing environment. * Practical understanding of Community Reinvestment Act including recent event participation.… more
- MUFG (Los Angeles, CA)
- …have been convicted of, or received a pretrial diversion for, certain offenses. ** Company Details** + Industry: Investment Banking + Headquarters Location: 11755 ... retention rates in the industry. Intrepid is a specialty investment bank and provides M&A, capital raising and strategic...help our clients win big. We believe that every company has an entrepreneurial passion that drives it and… more
- City National Bank (Los Angeles, CA)
- …regulatory issues relating to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and FINRA ... to ensure regulatory compliance. * Experience advising on Employee Retirement Income Security Act (ERISA) qualified investment advisory accounts is a plus. *… more
- City National Bank (Los Angeles, CA)
- …* Possesses working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and ... Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker/Dealer, Investment Banking activities for CNB's… more
- Umpqua Bank (San Diego, CA)
- …confines of established policies and regulations. + Assist in the management of the company 's investment process and strategic thinking. + Perform a variety of ... Trust Portfolio Manager provides expertise in the management of trust and investment relationships, utilizing effective investment solutions that maximize the… more
- US Bank (Glendora, CA)
- …details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940 and Securities Act of ... lines, external fund counsel, compliance officers, external auditors, and investment advisers, including matters that require confidentiality. Primary duties must… more
- Lincoln Financial (Sacramento, CA)
- …in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of 1940 + Minimum of 10+ years' experience as ... and proactive manner to internal key senior stakeholders + Act as a "thought leader" who will be sought...preferably either at a law firm or financial services company + Experience with the tax treatment … more
- JPMorgan Chase (Los Angeles, CA)
- …over $2 trillion in client assets, is a global leader in investment and wealth management. Serving institutions, high-net-worth team members, and retail investors ... worldwide, the division offers comprehensive investment management across all major asset classes. With nearly...Higher level of education preferred, MBA/CFA FEDERAL DEPOSIT INSURANCE ACT : This position is subject to Section 19 of… more
- Navy Federal Credit Union (San Diego, CA)
- …positive outcomes + Ability to obtain appointment by the sponsoring insurance company , broker-dealer and/or Registered Investment Advisory Firm + Experience in ... non-members with identifying their financial goals and objectives via telephone or video meeting. Act as a catalyst for the promotion and growth of NFIS products and… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking talent to join the 2026 Investment Banking Early Career Program in Corporate and Investment Banking. Learn more about ... career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) ** Investment Banking Overview** The Investment Banking group,… more
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