- City National Bank (Los Angeles, CA)
- …a proactive commitment to established Bank programs, such as Customer First, Community Reinvestment Act (CRA), and Affirmative Action. *Must-Have** * Two ... Delaware, Las Vegas, Washington DC and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client investment… more
- City National Bank (Los Angeles, CA)
- …regulatory issues relating to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and FINRA ... to ensure regulatory compliance. * Experience advising on Employee Retirement Income Security Act (ERISA) qualified investment advisory accounts is a plus. *… more
- Insight Global (Los Angeles, CA)
- …regimes, including, but not limited to: the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and ... Global is looking for a Compliance/Operations Manager for an investment firm in Los Angelos, CA. As a Compliance...and Procedure Development and Risk Assessments We are a company committed to creating inclusive environments where people can… more
- US Bank (Glendora, CA)
- …Regulatory Administration group supports fund clients through preparation of registered investment company regulatory filings, fund governance documents, and ... resolutions, agreements, policies and procedures and other materials for investment company board meetings and preparing related...County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance… more
- Umpqua Bank (Walnut Creek, CA)
- …confines of established policies and regulations. + Assist in the management of the company 's investment process. + Perform a variety of written and verbal ... Trust Portfolio Manager provides expertise in the management of trust and investment relationships, utilizing effective investment solutions that maximize the… more
- Wells Fargo (San Francisco, CA)
- **About this role:** Wells Fargo is seeking an Investment Banking Program Analyst as part of Corporate & Investment Banking. Learn more about our career areas ... Telecom (TMT) Banking Coverage** This position is an Analyst role with the TMT investment banking coverage team. In this role, you will support deal origination and… more
- JPMorgan Chase (Newport Beach, CA)
- …maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital ... and interacting with our clients to offer the best investment solutions to meet their financial needs. As a...role as a condition of employment FEDERAL DEPOSIT INSURANCE ACT : This position is subject to Section 19 of… more
- JPMorgan Chase (San Francisco, CA)
- …advisors located across 3,500 branches and 20 offices. As an Vice President, Investment Product Specialist in JP Morgan Wealth Management, you will be expected to ... present on capital markets as well as investment solutions and work collaboratively with field leadership to...+ Creating and coordinating workshops for advisor development + Act as a speaker for Group Meeting Presentations and… more
- Robert Half Finance & Accounting (Walnut, CA)
- Description We are looking for a detail-oriented Investment Accountant to join our team in Walnut, California. In this role, you will oversee financial processes ... reporting. This position offers the opportunity to work closely with investment teams and support critical financial operations. Responsibilities: * Coordinate and… more
- Citigroup (San Francisco, CA)
- The Investment Banking Senior Analyst is an intermediate level...clients. The overall objective of this role is to act as a strategic advisor to our clients by ... of financial transactions in coordination with the Institutional Banking team. The Investment Banking Senior Analyst also serves as an intermediary in trading for… more