• Investment Analyst

    NYU Rory Meyers College of Nursing (New York, NY)
    …related field.Required Experience:1+ years relevant experience, including experience at an investment company , bank, endowment, foundation, investment ... Position Summary The Investment Analyst will work closely with the ...funds). Additional Information In compliance with NYC's Pay Transparency Act , the annual base salary range for this position… more
    NYU Rory Meyers College of Nursing (05/07/25)
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  • Assistant General Counsel, Institutional Asset…

    Neuberger Berman (New York, NY)
    …law firm + Working knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933, Securities Exchange ... Neuberger Berman is a leading asset manager seeking an Investment Management Attorney to provide advice and support on...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
    Neuberger Berman (05/13/25)
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  • Assistant General Counsel - Alternatives

    Neuberger Berman (New York, NY)
    …+ JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules + ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support and research...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
    Neuberger Berman (04/17/25)
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  • Asset Management Chief Compliance Officer

    SMBC (New York, NY)
    …exams). + Fund compliance experience (public and private). + Strong working knowledge of the Investment Company Act of 1940 and registered funds. + Working ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal… more
    SMBC (05/12/25)
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  • US Advisor Attorney-Vice President, Assistant…

    JPMorgan Chase (New York, NY)
    …with a law firm or investment management firm. + Expertise in the Investment Company Act of 1940. + Strong leadership, analytical, and problem-solving ... Are you an experienced attorney with a passion for investment management? Join our dynamic team at JPMorgan Asset...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
    JPMorgan Chase (04/06/25)
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  • Associate General Counsel - Private Wealth

    Neuberger Berman (New York, NY)
    …and asset management business, including the Investment Advisers Act , FINRA rules, Investment Company Act , Securities Act , and ERISA, and serve ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
    Neuberger Berman (05/02/25)
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  • Vice President, 1940 Act Registered Fund…

    BlackRock (New York, NY)
    …of a leading investment management/financial services organization. + Experience with the Investment Company Act of 1940 is preferred. + Strong ... professional to serve as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product...This mission would not be possible without our smartest investment - the one we make in our employees.… more
    BlackRock (04/04/25)
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  • Attorney-Equity Derivatives

    Bank of America (New York, NY)
    …Experience and knowledge of securities and OTC derivatives laws/rules (including 1933 Act , 1934 Act , Investment Company Act , Investment Advisers ... Qualifications:** + Familiarity with the US bank regulatory structure (Bank Holding Company Act , National Bank Act and the respective regulators) + Ability… more
    Bank of America (04/02/25)
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  • Chief Investment Office - ALM - Portfolio…

    PNC (New York, NY)
    …our employees feel respected, valued and have an opportunity to contribute to the company 's success. As a Chief Investment Office ALM Portfolio Management (IC) ... in assets and Agency Mortgage-Backed Security forms a large part of the investment mandate and portfolio. At PNC ALM, we aim to maximize long-term profitability… more
    PNC (03/13/25)
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  • Investment Portfolio Associate

    Raymond James Financial, Inc. (Locust Valley, NY)
    …Advisors. * Uses analytical tools, software and methodologies to research investment products, asset allocation and comparative analysis on portfolios. * Assists ... in preparation of written industry and company specific reports * Assists in development of financial...forecasts. * Assists with research and analytics used in Investment Strategy white papers for Financial Advisors. * Assists… more
    Raymond James Financial, Inc. (05/09/25)
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