- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and market abuse risk related decisions. + Develop, oversee, and provide independent credible challenge to standards with subject matter expertise + Monitor and… more
- KeyBank (Buffalo, NY)
- …line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on assigned regulations. + Provide independent review and challenge on various line of business… more
- KeyBank (NY)
- …a periodic basis - Conducts review and challenge activities and escalation, including independent testing as required. - Manage 2nd LOD requirements related to ... **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management… more
- KeyBank (Albany, NY)
- …as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on various regulations. + Provide independent review and challenge on various line of business… more
- Bank of America (New York, NY)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent… more
- American Express (New York, NY)
- …help us define the future of American Express. **Join Team Amex and let's lead the way together.** The Technical Risk Management (TRM) team, within the Global Risk ... and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business Disruption,… more
- Bank of America (New York, NY)
- …(EFR) Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...Management is looking for a risk analyst responsible for independent risk oversight of the firm's Interest Rate Risk… more
- Broadview FCU (Albany, NY)
- …management advancements, ensuring the credit union remains compliant and resilient. + Lead periodic stress testing of key risks, including scenario exercises, ... of compliance that reflects shared values, goals, and practices. Provide an independent risk perspective to help ensure that management' s business decisions are… more
- Veterans Affairs, Veterans Health Administration (Bronx, NY)
- …to reduce exposure to patient, staff and self. This is achieved by the use of lead aprons, lead gloves, lead shields, lead -lined walls and collimation. ... apply for this job. All applicants tentatively selected for VA employment in a testing designated position are subject to urinalysis to screen for illegal drug use… more
- Datavant (Albany, NY)
- …industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer , the Director of Internal Audit will evaluate the effectiveness of internal ... privacy-by-design and by-default, and legal risk mitigation. This role will also lead vendor and offshore partner compliance audits, validate corrective action plan… more