- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and market abuse risk related decisions. + Develop, oversee, and provide independent credible challenge to standards with subject matter expertise + Monitor and… more
- KeyBank (Albany, NY)
- …line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on assigned regulations. + Provide independent review and challenge on various line of business… more
- Bloomberg (New York, NY)
- …training initiatives. * Serve as the lead for AML audit and independent testing efforts across the Americas, ensuring findings are addressed and remediated ... Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs for the… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... will support Business Execution initiatives, Cross-Functional initiatives and Compliance Independent Reviews, including the DCRO Program. **Responsibilities:** + Participating… more
- JPMorgan Chase (Brooklyn, NY)
- …(Basel III) and prospective securitization capital rule included in the Basel III Endgame. + Lead CRP's independent 2 nd line oversight and review of the firm's ... to JPMorganChase. Our Capital Risk Management (CRM) is an independent risk team and second line of defense function...Capital Governance Framework and review of implementation guidance and testing of Basel RWA calcs. As a Capital Risk… more
- Broadview FCU (Albany, NY)
- …management advancements, ensuring the credit union remains compliant and resilient. + Lead periodic stress testing of key risks, including scenario exercises, ... of compliance that reflects shared values, goals, and practices. Provide an independent risk perspective to help ensure that management' s business decisions are… more
- Citigroup (Getzville, NY)
- …and the support to ad-hoc transactions and portfolio & industry reviews and stress testing . A Credit Risk Officer is expected to have a deep understanding ... portfolio belongs to. They should need minimal supervision from their respective Team Lead and be able to carry thoughtful conversations with partners. This role has… more
- University of Rochester (Rochester, NY)
- …Dean under the direction of the Director of the TRaCE-bMPS. The individual will lead the administration and management of the Center, and works closely with the ... to model human tissues 'on-chip' as more effective alternatives to animal testing . The Center emerged from research collaborations between the Department of… more
- Heritage Financial Credit Union (Middletown, NY)
- …Are you ready to use your experience and knowledge to take the lead on high-impact compliance initiatives at a company that values integrity and innovation? ... with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. ESSENTIAL FUNCTIONS AND RESPONSIBIITIES + Using independent… more