- Capital One (Chicago, IL)
- …the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own completion ... You're a teacher. You do the right thing and lead by example. You have a passion for coaching...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
- Wellington (Chicago, IL)
- …channel and related strategic initiatives. The successful candidate will join a specialist legal team that collaborates closely with our business and Compliance ... regulatory examinations + Collaborating with Compliance, Client teams, and Operations to ensure legal and regulatory risk is appropriately...1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934 + Experience with legal… more