• Chief Legal Officer

    City of New York (New York, NY)
    …sexual assault, stalking, and human trafficking. The Problems You'll Solve The Chief Legal Officer , with wide latitude for the exercise of independent judgment, ... of legal duties. Duties of the Chief Legal Officer will include, but are not...Management: Provide daily direct supervision to members of the Legal team. - Ethics: Analyze compliance with… more
    City of New York (05/15/25)
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  • Director, Americas Human Resources & Legal

    SMBC (New York, NY)
    …and Leasing Co., Ltd. **Job Summary** The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert within ... line of defense. The role provides the HR and Legal functional areas with expert guidance on processes and...the Second Line of Defense, including Risk Management and Compliance . This is a newly created position to strengthen… more
    SMBC (07/19/25)
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  • Executive Director, Swap Dealer Compliance

    CIBC (New York, NY)
    …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or… more
    CIBC (07/25/25)
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  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... as a statured executive with significant professional experience in financial, legal , compliance , regulatory and/or audit matters (experience in multiple… more
    NYU Rory Meyers College of Nursing (07/16/25)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
    City of New York (06/14/25)
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  • Director of Compliance , Office of…

    City of New York (New York, NY)
    …ensure timely task completion. - Meet and confer regularly intracompany departments to ensure legal compliance . - Work on special projects as assigned to enhance ... MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...oriented procurement professional to serve as the Director of Compliance for the Compliance team. The selected… more
    City of New York (05/14/25)
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  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...Federal Reserve, and US Treasury Department. In coordination with Legal , analyze and respond to regulatory enforcement investigations. +… more
    Scotiabank (07/28/25)
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  • Senior Compliance Officer - US…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual...considered. + JD a plus + Experience in providing legal , regulatory or compliance advice to Markets… more
    TD Bank (06/07/25)
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  • SVP, Capital Markets Chief Compliance

    Raymond James Financial, Inc. (New York, NY)
    …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
    Raymond James Financial, Inc. (06/03/25)
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  • Director, Product Compliance Sr.…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... focus + Related certifications desirable **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
    Citigroup (07/26/25)
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