- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal , Compliance , and Risk Ref # 10043072 ... do anywhere else. It's up to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations… more
- City of New York (New York, NY)
- …sexual assault, stalking, and human trafficking. The Problems You'll Solve The Chief Legal Officer , with wide latitude for the exercise of independent judgment, ... of legal duties. Duties of the Chief Legal Officer will include, but are not...Management: Provide daily direct supervision to members of the Legal team. - Ethics: Analyze compliance with… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... as a statured executive with significant professional experience in financial, legal , compliance , regulatory and/or audit matters (experience in multiple… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... focus + Related certifications desirable **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer ...- Indices/ Benchmark Administration Location New York Business Area Legal , Compliance , and Risk Ref # 10044966 ... **Description & Requirements** Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We… more
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