- NBC Universal (New York, NY)
- …collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal and regulatory advice to ... and accountability. The ideal candidate will be a pragmatic, business-oriented legal professional with deep expertise in compliance , strong communication… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... Counsel's Office, Information Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook Medicine Privacy… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... focus + Related certifications desirable **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... Work closely with the University's Office of Counsel to ensure legal compliance areas relevant to the University's mission and activities. Policy Development… more
- City of New York (New York, NY)
- … compliance , aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives and the Centralized ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Construction Mentor Program, including budget execution and compliance oversight. - Supports the development and implementation of… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments… more
- American Express (New York, NY)
- …(Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. As the ... under pressure, meet deadlines, and adapt easily to change + Compliance , audit, legal experience, or equivalent work experience + Certifications in compliance… more
- Chemung Canal Trust Company (Elmira, NY)
- …for performing a variety of duties across multiple departments and units supporting compliance needs and other duties as assigned. + Schedules and performs ... compliance reviews as outlined by the bank's ...laws and regulations. + Conducts annual risk assessments, incorporating legal /regulatory exposure, operational risk, frequency of review findings in… more
- City of New York (New York, NY)
- … compliance , aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives and the Centralized ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Construction Mentor Program, including budget execution and compliance oversight. - Supports the development and implementation of… more
- Binghamton University (Binghamton, NY)
- …Confidential) Salary: $225,000 - $275,000 The Chief Financial and Operating Officer of the Binghamton University Foundation and Associate Vice President for ... RESPONSIBILITIES Organizational Leadership & Management The Chief Financial and Operating Officer and Associate Vice President for Advancement Operations will +… more