- Capital One (New York, NY)
- …+ Bachelor's Degree or military experience + At least 8 years of legal , compliance , or risk management experience OR at least 7 years of regulatory ... Network Compliance Director will perform a key risk management role in the second line...develop new products + Develop strong relationships with Business Risk , Legal , and Audit peers to support… more
- Capital One (New York, NY)
- …+ Bachelor's Degree or military experience + At least 10 years of legal , compliance , or risk management experience OR at least 9 years of regulatory ... Compliance Senior Director will perform a key risk management role in the second line...develop new products + Develop strong relationships with Business Risk , Legal , and Audit peers to support… more
- Capital One (New York, NY)
- …Qualifications** **:** + Bachelor's Degree or Military experience + At least 7 years in legal , compliance , risk management or regulatory experience in ... Customer (KYC) program performs a key risk management leadership role in ensuring compliance with...risk management leadership role in ensuring compliance with KYC regulations and maintaining regulatory standards. We… more
- Aspen Dental (Albany, NY)
- …updated with severe weather incidents, industry trends, legal regulations, and emerging risk management and compliance practices for all brands and ... Mitigation: Collaborate with relevant stakeholders to develop and implement risk management and compliance strategies, promoting a culture of patient/animal… more
- Wolters Kluwer (New York, NY)
- …affecting Compliance Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business ... Manager of the Compliance Solutions business unit ( Compliance Solutions). The Legal Director & Assistant...Privacy Agreements (DPAs) and IP license agreements) + Keeping Compliance Solution's management team and Associate General… more
- Bloomberg (New York, NY)
- …across the broader risk management agenda including product, risk management , legal and compliance and internal audit * Provide subject matter ... you to make it happen. **What's the role?** Robust risk management is an ongoing point of...applicable business forums * Understand the business of archival, compliance and surveillance systems * Design and implement internal… more
- SMBC (New York, NY)
- …vision, and build consensus around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... + Develop strong relationships across all functional areas including Risk , Compliance , Legal , Audit, and...risk limits, and policies established within the enterprise risk management framework. D&I Commitment Responsible for… more
- Robert Half (New York, NY)
- …anti-money laundering, risk management , credit services, regulatory compliance and consumer protection, analytics, and legal consulting. Meaningful ... JOB REQUISITION New York Legal , Risk and Compliance ...skills: + Familiarity of banking, compliance , insurance, legal innerworkings, and asset management related processes… more
- SMBC (New York, NY)
- …to help clarify questions around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... SMBC is undergoing a digital transformation by rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of… more
- SMBC (New York, NY)
- …and other opportunities to help support the overall desk. Work with compliance , legal and risk management to broaden working knowledge of market trends, ... the required data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting...clients and ongoing product support and updates. Partner with risk management to improve portfolio risk… more