- BMO Financial Group (New York, NY)
- …that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance ... necessary changes. + Stakeholder Collaboration: Work closely with senior management , legal , compliance , and other...5+ years of strategy, compliance , regulatory, conduct risk or business risk management … more
- American Express (New York, NY)
- …role in strengthening our global legal governance and risk management frameworks. You'll combine legal , compliance and operational expertise with ... , risk , or legal governance. + 5 years of experience in legal , compliance , risk management , or program management roles within financial… more
- Bloomberg (New York, NY)
- …Management Policy + Cultivate and leverage relationships with CISO, Legal , Compliance , Enterprise Risk Management (ERM) and other control functions to ... Risk Office Location New York Business Area Legal , Compliance , and Risk Ref...departments and subsidiaries + Interpret, train and enforce compliance with Bloomberg's Vendor Risk ...compliance with Bloomberg's Vendor Risk … more
- Wolters Kluwer (New York, NY)
- …affecting Compliance Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business ... Manager of the Compliance Solutions business unit ( Compliance Solutions). The Legal Director & Assistant...Privacy Agreements (DPAs) and IP license agreements) + Keeping Compliance Solution's management team and Associate General… more
- SMBC (New York, NY)
- …vision, and build consensus around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... + Develop strong relationships across all functional areas including Risk , Compliance , Legal , Audit, and...risk limits, and policies established within the enterprise risk management framework. D&I Commitment Responsible for… more
- Robert Half (New York, NY)
- …anti-money laundering, risk management , credit services, regulatory compliance and consumer protection, analytics, and legal consulting. Meaningful ... JOB REQUISITION New York Legal , Risk and Compliance ...skills: + Familiarity of banking, compliance , insurance, legal innerworkings, and asset management related processes… more
- Bloomberg (New York, NY)
- …wide variety of project management , administrative and operational support for the Legal , Compliance , and Risk Departments; - Identify and implement ... Project Specialist/Paralegal Legal , Compliance , and Risk ...iManage, Litera/Workshare Compare, e-billing software, e-discovery software or other legal technology or matter management tools; -… more
- SMBC (New York, NY)
- …to help clarify questions around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... SMBC is undergoing a digital transformation by rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of… more
- Scotiabank (New York, NY)
- …the US Corporate Equity Derivative book, including sales, structuring, pricing, execution, funding, risk management , legal , compliance , client ... derivative solutions to the Bank's Corporate clients. Work with legal /tax/ compliance to review non-standard trade documents, articulate...breaks, and risk based PNL issues. Performed risk management to ensure market risks are… more
- American Express (New York, NY)
- …advancing innovation and consistency in legal service delivery. **Key Responsibilities** ** Legal Risk Management & Governance:** + Support the ... development and evolution of GCO's approach to legal risk management , governance, and...in-house counsel and/or in private practice. + Familiarity with compliance , risk management , or operations… more