- Bloomberg (New York, NY)
- …Management Policy + Cultivate and leverage relationships with CISO, Legal , Compliance , Enterprise Risk Management (ERM) and other control functions to ... Risk Office Location New York Business Area Legal , Compliance , and Risk Ref...departments and subsidiaries + Interpret, train and enforce compliance with Bloomberg's Vendor Risk ...compliance with Bloomberg's Vendor Risk … more
- American Express (New York, NY)
- …duties may be assigned. **Minimum Qualifications:** + 2 years of experience working in privacy, compliance , legal , risk management , or related field. + 1 ... you make an impact in this role?** Enterprise Data Management & Products (EDMP), a key part of our...is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across… more
- SMBC (New York, NY)
- …vision, and build consensus around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... + Develop strong relationships across all functional areas including Risk , Compliance , Legal , Audit, and...risk limits, and policies established within the enterprise risk management framework. D&I Commitment Responsible for… more
- Capital One (New York, NY)
- …Qualifications:** + Bachelor's degree or military experience + At least 10 years in legal , compliance , risk management or regulatory experience in ... and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, strong… more
- Mizuho Corporate Bank (New York, NY)
- …businesses, products, and functions including banking and underwriting businesses, securities markets, legal , compliance , risk management , operations, ... law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process applicable to… more
- City National Bank (New York, NY)
- …* Act as the business teams' liaison for business line risk management , compliance activities, legal engagement, and internal or external audits. ... and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements. * Analyze, evaluate, and periodically… more
- SMBC (New York, NY)
- …to help clarify questions around product features and customer value proposition. Interface with legal , compliance , risk management and other internal ... SMBC is undergoing a digital transformation by rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of… more
- BlackRock (New York, NY)
- …etc.) and partnering with key stakeholders including business, operations, risk management , legal and compliance + Leverage due diligence tools ... within team + Conduct FC training for business and legal and compliance **Knowledge/Experience:** + The successful...successful candidate should have 5+ years of experience in compliance or risk management , preferably… more
- Citizens (New York, NY)
- …support. Qualifications: + Bachelor's Degree required + Minimum of 5 years of experience in legal risk management or a related role (ie Regulatory Risk ... Summary: We are seeking a highly skilled and motivated Legal Risk Manager to join our team....management . + Educate leadership on strategic risks and compliance issues. Primary responsibilities include + Support the identification,… more
- Scotiabank (New York, NY)
- …the US Corporate Equity Derivative book, including sales, structuring, pricing, execution, funding, risk management , legal , compliance , client ... derivative solutions to the Bank's Corporate clients. Work with legal /tax/ compliance to review non-standard trade documents, articulate...breaks, and risk based PNL issues. Performed risk management to ensure market risks are… more
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