- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management ...fiduciary and investment handbooks.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management ...management , securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth… more
- Paramount (New York, NY)
- …to launch, and to track feature development and/or product expansion. + Provide risk -based legal counsel to support consumer product innovation, counseling the ... by providing analysis and advice on applicable law and compliance . + Work closely with product, design and engineering...legal teams) to share context on product and legal strategy, ensuring the effective management of… more
- Wolters Kluwer (New York, NY)
- …technology, or risk and governance **_Certifications:_** Servicenow Integrated Risk Management (IRM) Implementer, CRISC, CISA, CISM, CISSP, CDPSE, ... and ability to connect functional and operational requirements stemming from risk management and governance into practical cross-system integrations and… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... + **CRCM certification preferred** + **Knowledge and experience with risk management environment, standards, and regulations.** +...Compliance partners and other related groups (such as Legal and Risk ) to support creation of… more
- Robert Half Legal (New York, NY)
- …including contract repository and templates tailored to business needs. + Risk Management : Oversee insurance portfolios, litigation, and external counsel ... tax compliance , and public disclosures. + Strategic Transactions: Lead legal aspects of mergers, acquisitions, investments, and related transactions. + Equity… more
- Bloomberg (New York, NY)
- …Compliance Officer - Data, Research and Analytics Location New York Business Area Legal , Compliance , and Risk Ref # 10047120 **Description & ... you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical... & Control Managers to ensure alignment with enterprise risk management frameworks. + Contribute to governance… more
- Bloomberg (New York, NY)
- …US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal , Compliance , and Risk Ref # 10047869 **Description & Requirements** ... Bloomberg's Legal , Compliance & Risk Department plays a critical...AML and KYC programs as needed, including money laundering risk assessments, Management Information reports, and training… more
- GE Vernova (New York, NY)
- …develop, implement and maintain controls designed to prevent, detect and respond to compliance risk connected to FS' project development activities. This role ... Officer in New York, NY. **Job Description** **Essential Responsibilities** _Development Compliance Risk Management_ : Partner with FS' commercial resources and… more
- Ross Stores, Inc. (New York, NY)
- … compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also assist in developing, implementing, ... and monitoring compliance training, business investigations, legal research, project management and related duties as necessary to forward the legal… more