- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other...US securities, laws and regulations. + Proactively engage with Compliance , Legal and other control function colleagues… more
- University of Rochester (Rochester, NY)
- …Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management : + In partnership ... values, and strategic goals, to include working collaboratively with and coordinating compliance management among the University's existing compliance … more
- CBRE (New York, NY)
- … compliance and privacy policies. This role provides strategic direction, manages compliance and risk , develops and enforces compliance frameworks, and ... the company's success in providing high-quality real estate, facilities management , and project management services to CBRE...+ Partner with CBRE's Global Data Privacy & Cybersecurity Compliance team, IT, Legal , and business segments… more
- JPMorgan Chase (New York, NY)
- …source, validate and refine content (eg, Sales teams, Investments Specialists, Client Account Management , Compliance , Legal , Risk , Finance, Trading and ... of crafting documents that eloquently convey JP Morgan Asset Management 's (JPMAM) distinctive value proposition and brand commitments to...concepts is critical, along with an awareness of business risk and compliance procedures. + Knowledge of… more
- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management , and program ... in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory... risk . This involves providing guidance on regulatory compliance , close partnership with business and legal ,… more
- NBC Universal (New York, NY)
- …teams. + Assess scope and enhancement requests with a view toward ROI and compliance risk reduction. + Manage program metrics, dashboards, and reporting. + ... in the Media / Advertising industry. + Experience with accessibility standards, risk management , or enterprise governance frameworks. Additional Requirements: +… more
- City National Bank (New York, NY)
- …regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's compliance ... training for assigned topic areas. * Analyze the Bank's compliance risk ; determine if current processes control...5 years' experience in banking, consumer finance, retail banking compliance , mortgage banking or working in a legal… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... requests and resolve issues + Assist in oversight and management responsibility of the MTA's Corporate Compliance ...college + A minimum of 8 years' experience in Compliance , Audit, Legal , Human Resources, Organizational Development,… more
- Wellington (New York, NY)
- … Analyst will be a member of the Private Investments Compliance team within the Legal , Compliance & Risk Group, working closely with other compliance ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management 's Global...and information integrity + Collaborate with EMEA and APAC Legal and Compliance colleagues to establish a… more
- Coinbase (Albany, NY)
- …and Commercial Counsel, Security and other business teams to provide critical legal guidance on privacy issues. You will collaborate with product and engineering ... work on some of the most exciting and challenging legal issues that impact fast-growth technology companies. You will...customer base. * Partner with Security and Trust & Risk to respond to privacy incidents, regulatory inquiries, law… more