- TD Bank (New York, NY)
- …+ Ensure appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... as Global Trade Finance and Payments & Corporate Cash Management \. Such advice will be tailored to resolving issues...years of advisory experience. + Significant experience in providing legal , regulatory or compliance advice to Global… more
- SMBC (New York, NY)
- …relationships with compliance teams, business lines, and key support functions such as Legal , HR, and Risk Management to drive alignment and ensure ... CAMS, CRCM) are a plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project management within the financial… more
- Raymond James Financial, Inc. (New York, NY)
- …significant business impact involving cross-functional teams. Works with members of the Compliance , Legal and business leadership teams to develop tactical plans ... as assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and legal procedures in the financial services industry.… more
- Cushman & Wakefield (New York, NY)
- …and continue to evolve our Ethics & Compliance training program, policy management , third party management , and risk assessment process. **Job ... Description** **Key Responsibilities** + Assist with developing the Global Ethics & Compliance Program priorities. + Provide legal guidance on relevant … more
- New York State Civil Service (Albany, NY)
- … compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; financial ... in one of the following:* Evaluating the adequacy of board and management oversight of financial institutions' compliance programs.* Reviewing lending, deposit,… more
- Guardian Life (New York, NY)
- …Guardian's purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in Compliance , you will ... Experience data analysis used in either financial services, audit, and/or risk management functions. + Demonstrated quantitative, analytical, data-intuition,… more
- Ankura (NY)
- …with the Secretary of State and other governmental bodies, ensuring accuracy and compliance with regulations. + Compliance Management : Ensure compliance ... a provider of compliance and registered agent services. + Experience in legal compliance , business administration, or a similar role is advantageous. +… more
- Navient (Albany, NY)
- …deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management disciplines are encouraged ... Marketing, Legal , and external teams to provide timely, actionable compliance guidance throughout content development. + Enhance internal compliance … more
- CH Robinson (New York, NY)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... action plans and ensure alignment with corporate policies and legal requirements + Conduct risk assessments related...5-7 years of experience in US and global trade compliance , OFAC regulations, and program management +… more
- TD Bank (New York, NY)
- … compliance policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + ... to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk ....considered. + JD a plus + Experience in providing legal , regulatory or compliance advice to Markets… more