- Bloomberg (New York, NY)
- … Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal , Compliance , and Risk Ref # 10044966 **Description & ... Requirements** Bloomberg's Legal and Compliance Department plays a critical role in supporting our...Experience of identifying and managing risk , including risk framework and issue management **If this… more
- Deloitte (Williamsville, NY)
- …and functional operations. Strong understanding of governance, risk , and compliance related to information, records, and contracts management . + Demonstrated ... execution, management , oversight, and enhancement of records and contracts compliance projects and processes, in support of the overall R&C mission and… more
- American Express (New York, NY)
- …the leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within ... to critical issues in a timely manner + Strong compliance and risk management experience,...pressure, meet deadlines, and adapt easily to change + Compliance , audit, legal experience, or equivalent work… more
- Mizuho Corporate Bank (New York, NY)
- …the intersection of technology, risk , and regulation-collaborating with senior leaders across Legal , Risk , Compliance , and IT to ensure that our systems ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal , Risk , … more
- NYU Rory Meyers College of Nursing (New York, NY)
- …as a statured executive with significant professional experience in financial, legal , compliance , regulatory and/or audit matters (experience in multiple ... as a statured executive with significant professional experience in financial, legal , compliance , regulatory and/or audit matters (experience in multiple… more
- Mizuho Corporate Bank (New York, NY)
- … AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance Department. You will ... ensure both Compliance Department AI governance and risk management and other business and functional...systems to identify and mitigate risks. + Collaborate with legal , technical, and operational teams to address compliance… more
- Cardinal Health (Albany, NY)
- **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to ... compliance . This function implements strategies and processes to ensure...of audit results to physicians, physician leadership, senior leadership, management , and staff; physician and coder education; and the… more
- Aflac (New York, NY)
- …with investment advisory staff along with internal departments such as Operations, Risk , Legal , Information Technology, Finance, Human Resources, and Data ... compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate...10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus)… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily sales ... undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or...management and trading personnel; + Ability to manage Compliance technology projects; + Ability to develop and maintain… more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to ... monitoring operating division procurement of contracts, as well. Monitoring includes ensuring compliance with all laws and regulations as well as agency procedures.… more