- JPMorgan Chase (New York, NY)
- …the advisor-facing digital ecosystem (Connect) and on JP Morgan Online. + Collaborate with Legal , Compliance , Risk , and Audit to ensure products meet ... stakeholders, including the Morgan Private Advisory team, advisors, Technology, and Legal / Risk /Controls partners. + Communicate product updates and execution… more
- Bowery Residents Committee (Manhattan, NY)
- …for managing and resolving complex employee relations issues, ensuring compliance with employment laws and regulations, the agency's collective bargaining ... agreement and developing and implementing performance management strategies. You will also be responsible for conducting internal investigations and providing… more
- Robert Half (New York, NY)
- …technical solutions that drive increased effectiveness and efficiencies in audit, risk , control, and compliance domains. This includes leveraging artificial ... consulting and managed solutions in finance, technology, operations, data, analytics, digital, legal , HR, governance, risk and internal audit through our network… more
- Citigroup (New York, NY)
- …a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal , Finance and HR; alongside having significant interaction with ... encourage our people to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data lineage and optimization is… more
- JPMorgan Chase (New York, NY)
- …and maintains working relationships with stakeholders across distinct functions including Legal , Risk , Compliance Operations, and Technology **Required ... potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify...or Project Management + Developing knowledge of risk management and controls, regional and local… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... Data Security Management (ODSM) and the Vendor Monitoring Office (VMO). The...makes sure they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant… more
- City National Bank (New York, NY)
- …Oversees KYC, BSA, document intake/validation, and account establishment. Manages the risk associated with the operational aspects of client relationships and their ... business transactions. Monitors and maintains procedures and controls to ensure compliance with bank policies and industry regulations. Ensures client centered… more
- M&T Bank (Buffalo, NY)
- …Equipment Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth ... and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- House of Blues (New York, NY)
- …and submission of artist contracts and deal proposals. + Ensure robust contract compliance , risk mitigation, and ongoing improvements in systems and processes. + ... lead all aspects of financial strategy, operations, reporting, and compliance for the business. You will be a thought...as the key liaison with internal and external auditors, legal , tax, and other corporate stakeholders. + Oversee revenue… more