- City National Bank (New York, NY)
- …VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER ABOUT US City National Rochdale (CNR) partners...and individual investment guideline requirements.WHAT WILL YOU DO?Trade Oversight Program : Develop Compliance Trade Oversight Program… more
- City National Bank (New York, NY)
- …stakeholder areas (ie Information Security, Enterprise Risk Management, Business Continuity Program Office, Credit Administration, and Compliance ) to facilitate ... work to resolve issues as neededSupport various ad hoc projects supporting program enhancements, process improvements, and other functionsAd hoc duties, as assigned… more
- Meta (New York, NY)
- …the business, maintaining Integrity subject matter expertise. **Required Skills:** Program Manager , Integrity GRC Responsibilities: 1. Collaborate with ... to make Meta the premier place to work for governance, risk, compliance , and Integrity professionals.You will drive cross-functional engagement, monitor emerging… more
- Meta (New York, NY)
- …across both integrity and support use cases. **Required Skills:** Project Manager , Surface Integrity Operations Responsibilities: 1. Become an Subject Matter ... and addressing and preventing negative experiences. The Surfaces Operations team within Integrity and Support Operations strives to keep our platforms safe. This… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... develop and build out a global Surveillance QA program . The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager , Compliance Program : Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior ... Manager , Compliance is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal, state, and local… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- Cushman & Wakefield (New York, NY)
- …Responsibilities** + Oversee the operational infrastructure of the Ethics & Compliance program , including the case management system, hotline administration, ... **Job Title** Ethics & Compliance Operations Manager **Job Description Summary**...management and operational effectiveness of the company's Ethics & Compliance (E&C) program . This role ensures that… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This is not just about implementing a new program ... compliance that will cascade throughout the organization. The Compliance Reporting & Project Manager - Fair...extract, manage and analyze large datasets + Ensure data integrity and accuracy in reporting with the ability to… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance ... portfolio, business or function on development and maintenance of all aspects of Compliance /Center of Excellence programs in line with the Bank's risk philosophy and… more
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