- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. **Department Overview** The Compliance Program Management (CPM) team provides governance and oversight for central ... of issues. **Key Responsibilities include:** + Lead and strengthen the development of governance and control activities to help monitor and track regulatory… more
- TD Bank (Charlotte, NC)
- …emerging trends and; identifying issues and opportunities and recommending action to senior management in the governance and control space **Shareholder ... more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The ...transactions/activities as necessary + Maintains a culture of risk management and control , supported by processes in… more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation ... where they may impact in the organization + Provides governance oversight through management of the policy...assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes… more
- TD Bank (Charlotte, NC)
- …, risk compliance self-assessment, program effectiveness assessment, and control design effectiveness assessment also desired. **Key Responsibilities** **:** ... may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (Charlotte, NC)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... the design and improvement of risk reporting routines and management -level governance processes.** + **Act as a...in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development… more
- TD Bank (Charlotte, NC)
- …experience building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the ... Manager of Global Compliance Strategy and Operations, Program Management . The successful candidate is willing to work hands-on...Power BI, Tableau, and Excel for use in senior management and Board-level governance forums + Support… more
- American Express (Charlotte, NC)
- …and regulatory compliance. The ideal candidate will bring expertise in data governance , controls framework, and risk management with a strong background ... at a large financial services institution, executing one of the following: data governance , risk management , operational controls, or regulatory reporting. + 2… more
- TD Bank (Charlotte, NC)
- …and help close gaps in tool governance (such as version control , access management , and documentation) + Experience testing controls, conducting ... within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting...potential impacts + Maintains a culture of risk based management and control , supported by effective processes… more
- Banc of California (Durham, NC)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The IT Identity Governance Manager is responsible for overseeing the development, implementation, and ... management of identity governance and administration (IGA)...OpenID Connect, and LDAP. + Understanding of role-based access control (RBAC), segregation of duties (SoD), and toxic combinations.… more
- TD Bank (Charlotte, NC)
- …with senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... where they may impact in the organization + Provides governance oversight through management of the policy...assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes… more