- TD Bank (Charlotte, NC)
- …Risk Control Self-Assessment (RCSA), Issue Management , controls management , Monitoring & Testing, Program Effectiveness Assessments, governance of ... new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing...of escalated US Compliance risks through the regulatory issue management process. + Managing the governance , reporting… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Business Management , Strategy & Support **Job Description:** The Control Remediation Quality ... levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound infrastructure… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written… more
- Wells Fargo (Charlotte, NC)
- …work experience while growing your expertise. Those four pathways are ** Control Management , Enterprise Complaints, Remediations and Loudspeaker, Regulatory and ... result in an offer into our Fulltime Analyst program (up to 2 years). + Control Management (CM) is a financial industry function that collaborates with and… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written… more
- American Express (Charlotte, NC)
- …Reporting to the Director for Business Disruption & Operational Resilience Risk Management , the Manager is responsible for independently assessing, monitoring, ... oversight program which defines the engagement and integration with various risk management programs, including Risk and Control Self Assessments, Operational… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond, Virginia; Scranton, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sr-Business- Control -Specialist Global-Payment-Operations-Business-Risk-and-Controls\_25013419) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- …Regulatory Portfolio Management Executivewill be focused on applying risk management , regulatory engagementand governance subject matter expertise to support ... efforts + Ensures timely execution of QA activities including control execution, case management , and results reporting...team where members are treated fairly and respectfully. + Manager of Process & Data: Demonstrates and expects process… more
- TD Bank (Charlotte, NC)
- …to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change ... of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of...assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more