- Citigroup (New York, NY)
- …while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional ... internal reporting to senior management. As a strong project manager adept at working in cross-functional teams, you will...comprehensive and clear. This role reports to the Finance Regulatory Engagement & Oversight Managing Director based… more
- Bank of America (New York, NY)
- Director ; Compliance and Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director -- Compliance -and-Operational-Risk- Manager \_25034452) **Job Description:** At Bank… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... and compliance stakeholders on complex conflict scenarios + Monitor regulatory developments and industry best practices to ensure the firm's conflict management… more
- American Express (New York, NY)
- …often conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance ... will you make an impact in this role?** The Director of American Express National Bank (AENB) Compliance...appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory… more
- TD Bank (New York, NY)
- …be responsible for management of individuals covering these Business lines from a Compliance perspective today. The Director Compliance TDS oversees/leads a ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director , Commercial, Operations ... securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and… more
- Citigroup (New York, NY)
- …and industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance . The product manager will help scope and ... and advance the overall Client Financing offering. The Product manager also stays abreast of industry and regulatory...They will also liaise with other key stakeholders (legal, compliance , risk, etc) in solution design and delivery. +… more