- Citigroup (New York, NY)
- …while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional ... internal reporting to senior management. As a strong project manager adept at working in cross-functional teams, you will...comprehensive and clear. This role reports to the Finance Regulatory Engagement & Oversight Managing Director based… more
- Bank of America (New York, NY)
- Director ; Compliance and Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director -- Compliance -and-Operational-Risk- Manager \_25034452) **Job Description:** At Bank… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... and compliance stakeholders on complex conflict scenarios + Monitor regulatory developments and industry best practices to ensure the firm's conflict management… more
- American Express (New York, NY)
- …often conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance ... will you make an impact in this role?** The Director of American Express National Bank (AENB) Compliance...appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory… more
- TD Bank (New York, NY)
- …be responsible for management of individuals covering these Business lines from a Compliance perspective today. The Director Compliance TDS oversees/leads a ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- TD Bank (New York, NY)
- …existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director , Commercial, Operations ... securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and… more