- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company:...as a manager in Investment Compliance + Good working knowledge of Portfolio Management ... BMA, and US CFTC developments. + Provide research on investment compliance related issues. + Provide guidance...and Japan Insurance Industry Regulations as they pertain to investment management + Understanding of US, Japan… more
- City National Bank (New York, NY)
- …a broker/dealer and/or registered investment adviser. * Experience working within a Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER ...Development: Develop procedures in coordination with Investment Management teams, IT/Programmers, Operations, Legal and Compliance … more
- Wells Fargo (New York, NY)
- …Relationship Group (CRG)** Product Management organization within Wealth and Investment Management (WIM) leads the strategy, design and prioritization of ... The team drives close collaboration across all Wealth & Investment Management product vertical to drive a...Client Associates. Wells Fargo is seeking a Lead Product Manager to join our Client Relationship Group to define… more
- TD Bank (New York, NY)
- …The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and ... Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity.… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... managers responsible for overseeing client portfolios. This pivotal role ensures compliance with legal and regulatory standards, monitors investment performance,… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Neuberger Berman's Investment Technology team is seeking a technically strong,...portfolio management workflows (eg, idea generation, research management , PM workflows, portfolio construction, performance/attribution, risk, compliance… more
- JPMorgan Chase (New York, NY)
- Join our dynamic team at JPMorgan as an A nalyst in Business Management within the Treasury and Chief Investment Office Finance and Business Management ... Management sits within the Finance & Business Management function in Treasury and Chief Investment ...collaboration with other functional groups (Middle Office, Risk, Control Management , Legal, Compliance , Tech, and more) as… more
- JPMorgan Chase (New York, NY)
- … investment banking in Latin America? As the Executive Director of Business Management for Latin America Investment Banking Coverage, you will be the trusted ... decision-making and propel our franchise to new heights. As a Latin America Investment Banking Coverage Business Manager - Executive Director within our team,… more
- HSBC (New York, NY)
- …local governance forums on risks managed and facing the business As our Senior Risk Manager , VP Investment Risk you will: + Ensure that the AMUS market, ... and the planet we all share. The senior risk manager role provides support and considered opinion to CRO...to succeed in this role: + Experience in Asset Management and with Investment Risk oversight of… more
- Capgemini (New York, NY)
- Project Manager (alternative investment str, capital calls/distribution) Choosing Capgemini means choosing a company where you will be empowered to shape your ... and stakeholder engagement, with a strong understanding of alternative investment products and workflows. Lead end-to-end project lifecycle: planning, execution,… more