- MTA (New York, NY)
- …skills: + Cloud security expertise + Cybersecurity knowledge + Risk assessment and management + Compliance and regulations knowledge + Identity and Access ... Cybersecurity Officer- Manager Cloud Security Job ID: 9705 Business Unit:...of this position is to provide technical leadership and management of MTA's cyber security program in one or… more
- Marex (New York, NY)
- …risk management and/or related experience required; experience in the investment management industry preferred. + Experienced in governance, risk, assurance, ... and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many… more
- Bloomberg (New York, NY)
- …and CTO Ref # 10043826 **Description & Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management system (OMS), a ... management lifecycle by enabling enforcement of the firm's investment policies. Our Compliance Violations team is...entire stack. We are committed to building a best-in-class compliance management tool, and we need someone… more
- JPMorgan Chase (New York, NY)
- …a global provider of agile, cloud-native financial technology for the institutional investment management community. Originally the spin-out of a premier, ... publicly traded investment firm, Neovest is experiencing explosive growth and market...**Job Summary:** As a Vice President for the Product Management Neovest team, you will be responsible for working… more
- JPMorgan Chase (New York, NY)
- …the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple ... to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, you will… more
- Bloomberg (New York, NY)
- …management practices, you will identify and escalate top and emerging risks to senior management and to Compliance management . **We'll Trust You To:** + ... well as key Legal, Risk, Business and Technology partners, in delivering a Compliance Risk Management Program (Program) and contributing to key regulatory… more
- Guardian Life (Albany, NY)
- …Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and...of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at… more
- Mizuho Corporate Bank (New York, NY)
- …role include project management , data analytics, reporting development and management , governance risk and compliance , financial management , operations, ... Join Mizuho as a Jr. Business Manager ! In this role, you will support the...this role, you will support the Infrastructure Services Business Management Lead in a variety of tasks and projects… more
- SMBC (New York, NY)
- …of compliance program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management + Compliance ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- TD Bank (New York, NY)
- …+ Assist Compliance testing with test execution that contributes to the overall Compliance Coverage plan. + Support issue management and support a culture of ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair… more