• TD Securities, Employee Relations Director,…

    TD Bank (New York, NY)
    …day accountabilities would entail: working closely with regional HR heads, legal, and compliance teams to ensure alignment and proactive management of employee ... Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure that TDS HR… more
    TD Bank (10/09/25)
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  • Director, Algo and Model Risk TDS Governance…

    TD Bank (New York, NY)
    …appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance frameworks for algorithmic trading ... and develop a team across models and algo risk governance and controls. + Oversee compliance with global and local standards (SR 11-7, OSFI E-23, PRA SS 1/23, MiFID… more
    TD Bank (10/17/25)
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  • Screening Systems Modernization Engineer

    Mizuho Corporate Bank (New York, NY)
    … screening platforms. This role emphasizes deep technical expertise in FIRCO, Prime Compliance Manager , and Quantexa, and requires a proactive approach to ... and optimization of compliance screening platforms including FIRCO, Prime Compliance Manager , and Quantexa- Collaborate with architecture teams to design… more
    Mizuho Corporate Bank (09/10/25)
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  • Assistant Controller - Secondaries

    Neuberger Berman (New York, NY)
    …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... fund administrators in recording and reconciling transactions within the portfolio management and accounting systems. Additionally, this position assists with the… more
    Neuberger Berman (08/09/25)
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  • Field Tech

    City of New York (New York, NY)
    …has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in the city's history. This ... investment , coupled with a commitment to reduce administrative and...Preservation and the Division of Special Enforcement to ensure compliance with legal and regulatory obligations. The Office of… more
    City of New York (08/14/25)
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  • Director, Industry Relations, Global Payments

    TD Bank (New York, NY)
    …and operational risks. **Key Responsibilities: Industry Engagement & Relationship Management ** + Represent the organization in industry committees and working ... risk, treasury, technology) to ensure preparedness and alignment with FMI and SWIFT compliance mandates. + Track and inform internal strategy based on changes in FMI… more
    TD Bank (09/21/25)
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  • KPB Sr Trust Officer

    KeyBank (Rochester, NY)
    … Team to identify and prioritize opportunities to deepen relationships + Identifies Investment Management and Trust Opportunities as well as any other banking, ... distribution analysis and documentation of decision making + Interprets investment decisions made by portfolio manager +...team members + Mitigates risk by servicing accounts in compliance with KeyBank policies and procedures, as well as… more
    KeyBank (10/07/25)
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  • Head of Business Control & Governance - Private…

    Neuberger Berman (New York, NY)
    …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... experience in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth Management , Private… more
    Neuberger Berman (09/09/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …coaches employees, supports their development, and manages poor performance. + Management oversight for establishing and reinforcing compliance programs & ... aligned with BMO Compliance Program. + Advises first line of defense management and employees on compliance matters. + Advises business/group on implications… more
    BMO Financial Group (10/15/25)
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  • Vice President, QIS Structuring

    BMO Financial Group (New York, NY)
    …Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management , as well as research and advisory ... involves designing, pricing, marketing, and transacting a range of Quantitative Investment Strategies ("QIS"), equity and hybrid derivatives products. The successful… more
    BMO Financial Group (10/03/25)
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