• Associate, Portfolio Manager , Liability…

    BlackRock (New York, NY)
    …fast, and we work with purpose. BlackRock is a world-class provider of global investment management , risk management and advisory services to institutional, ... management activities including trade programs, target changes, cashflows and compliance management . + Create and deliver client and prospect presentations… more
    BlackRock (09/15/25)
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  • Compliance Policy Manager

    SMBC (New York, NY)
    …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality control and editorial… more
    SMBC (09/30/25)
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  • Manager , Compliance - Trade…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to...assess potential impacts + Maintain a culture of risk management and control, supported by effective processes in alignment… more
    TD Bank (07/10/25)
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  • Internal Auditor - Lead Audit Manager…

    Equitable (New York, NY)
    Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will...and methods; ability to perform audits to ensure organizational compliance . **Client Relationship Management ** : Knowledge of… more
    Equitable (08/22/25)
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  • Enterprise Compliance Training & Education…

    Raymond James Financial, Inc. (New York, NY)
    …and implement continuing education and training programs in conjunction with management . + Schedules and oversees compliance processes including scheduling, ... **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in...units to recommend policy and process changes to Senior Management . + Ensures effective coordination occurs within assigned work… more
    Raymond James Financial, Inc. (08/28/25)
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  • Compliance Officer Senior-Commercial

    City National Bank (New York, NY)
    …Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $77,000 ... * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT... Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial… more
    City National Bank (09/13/25)
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  • Senior Analyst, Privates Compliance

    Wellington (New York, NY)
    **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management 's Global...CFA) a plus + Experience working at a large investment manager with diverse business lines or… more
    Wellington (09/24/25)
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  • Director, US Markets Compliance Advisory,…

    TD Bank (New York, NY)
    …The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt ... in New York City. The ideal candidate must have compliance experience in the investment banking space,...wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,… more
    TD Bank (09/21/25)
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  • Business Manager , Private Investments

    Wellington (New York, NY)
    **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... private credit, and is one of the fastest growing investment groups within Wellington. The Business Manager ...Management is one of the world's largest independent investment management firms. We serve as a… more
    Wellington (08/19/25)
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  • Asset Manager for the Division of Asset…

    City of New York (New York, NY)
    …changes in property management and/or ownership. Your Impact: As an Asset Manager within the Division of Asset Management , you will be responsible for ... billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in...growth. Your Team: The Office of Asset and Property Management (APM) leads the agency's effort to protect the… more
    City of New York (09/16/25)
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