- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...quo and striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational… more
- TD Bank (New York, NY)
- …objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory ... assessing the adequacy of adherence to and effectiveness of Compliance Management System (CMS) programs and controls...business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance… more
- TD Bank (New York, NY)
- …the supervision of employees who are located outside of the US but provide investment management support to Epoch as part of a participating affiliate ... a mission to build a more resilient and scalable compliance risk management function. As part of...a subsidiary of the Toronto-Dominion Bank.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is...bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts… more
- Skanska (Queens, NY)
- Skanska is searching for a dynamic DBE Compliance Manager . This is a great opportunity to start a career with a company that builds things that matter and values ... support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering...aware of and have been trained on Skanska's DBE Compliance Program and Management Policy as well… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part… more
- BlackRock (New York, NY)
- …fast, and we work with purpose. BlackRock is a world-class provider of global investment management , risk management and advisory services to institutional, ... management activities including trade programs, target changes, cashflows and compliance management . + Create and deliver client and prospect presentations… more
- TD Bank (New York, NY)
- …carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management , as needed, and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $200,000 USD TD is...against observable fact patterns. + Work with Model Risk Management on model validation and monitoring as needed. +… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality control and editorial… more