- HSBC (Buffalo, NY)
- …versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk...risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the… more
- TD Bank (New York, NY)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12...- 12 month contract Location New York Business Area Legal , Compliance , and Risk Ref # 10045734 ... **Description & Requirements** Bloomberg's Legal & Compliance Department plays a critical...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules… more
- City National Bank (New York, NY)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads...of scope changes, and effective communication with risk, audit, legal , and technology partners. *WHAT WILL YOU DO?* *… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... experience + 7+ years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry and a familiarity with… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …the Regulatory Affairs, Advertising and Promotion Director. The Senior Manager Regulatory Affairs, Advertising and Promotion will oversee therapeutic area(s) ... The Senior Manager position within the Regulatory Affairs...commercial team's objectives, while maintaining the necessary state of compliance and corporate integrity. **In this role, a typical… more
- American Express (New York, NY)
- …work to ensure compliance with internal and external regulations. The Senior Manager , Strategic Planning, Regulatory Change PMO will join an expanding team ... business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as ... change projects to meet Organization's internal policies, professional, legal and regulatory standards + Articulate clear… more
- City of New York (New York, NY)
- …to the Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and ... functions of the CWZ program. Reporting directly to the Regulatory & Administrative Codes Manager with varying...properly documented and addressed. - Collaborate with DSNY's IT, Legal , and Enforcement divisions to ensure accurate compliance… more
- Deloitte (New York, NY)
- …of reporting and process for business as usual, as well as triggering and regulatory events. The Legal Entity Management team specifically focuses on corporate ... click "apply" now! Work you'll do: As a Senior Manager in Legal Entity Management, your focus...maintenance, and dissolution of legal entities, including legal entity corporate compliance activities, such as… more
- Citizens (New York, NY)
- …to stretch yourself! Job Summary: We are seeking a highly skilled and motivated Legal Risk Manager to join our team. The successful candidate will be ... responsible for managing legal risks, ensuring compliance with ...legal risk management or a related role (ie Regulatory Risk, Audit, Third Party Vendor Assessment or Assurance).… more