- JPMorgan Chase (New York, NY)
- …+ Collaborate with law enforcement and emergency services when necessary. + Ensure compliance with legal and regulatory requirements, and enforce company ... rules. + Provide excellent customer service and ensure the safety of premises, employees, and visitors. Required Qualifications, Skills and Capabilities: + Active State Security Guard License + CPR/AED/First Aid certification + Security Officer experience +… more
- Highmark Health (Albany, NY)
- …to inform product strategy and ensure alignment with market needs and regulatory requirements. The ideal candidate will possess experience across the entire product ... do this job._ **_Compliance Requirement_** _: This job adheres to the ethical and legal standards and behavioral expectations as set forth in the code of business… more
- TD Bank (New York, NY)
- …financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal , and operationalizing requirements ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (New York, NY)
- …+ Decision Making + Issue Management + Legal Drafting and Writing + Regulatory Compliance + Attention to Detail + Collaboration + Executive Presence + ... management, underwriters, document preparation groups, client facing personnel, risk management, compliance , regulatory and audit partners, and other functions… more
- Bank of America (New York, NY)
- …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &...for the Front Line Unit Businesses, Line of Business Compliance and legal team on shareholder disclosure… more
- Citigroup (New York, NY)
- …and/or primary advisor to senior business stakeholders, functional partners (eg, Risk, Compliance , Finance, CAO, CCO), the Legal Management Council (LMC), ... influence on the company. This role is not a manager . **Responsibilities:** + Serve as a partner and advisor...identify, evaluate, and contribute to the appropriate management of legal , regulatory , and reputational risk by collaborating… more
- JPMorgan Chase (New York, NY)
- …You will work closely with various teams, portfolio companies, internal JPMorgan Legal and Compliance departments, external counsel, and other advisors to ... and investment vehicle reporting; + Work with IIG team, external advisers, JPMorgan legal and compliance and other JPMorgan stakeholders to bridge the commercial… more
- TD Bank (New York, NY)
- …for top-tier client interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + ... partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal ), and AMCB Consumer Bank teams...and AMCB Consumer Bank teams to ensure that all regulatory , compliance , audit, and self-ID findings are… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; * Expertise with legal entity structures within US and… more