- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure...to ensure successful outcomes. * Engage with key stakeholders ( legal , risk, compliance , operations) to ensure ongoing… more
- Synchrony (New York, NY)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- American Express (New York, NY)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
- SMBC (New York, NY)
- …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our ...with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations… more
- Citigroup (New York, NY)
- …critical impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide ... and/or primary advisor to senior business stakeholders, functional partners (eg, Risk, Compliance , Finance, CAO, CCO), the Legal Management Council (LMC),… more
- Datavant (Albany, NY)
- …experiences to realize our bold vision for healthcare. We are looking for a Senior Manager , HR Compliance , reporting into our Head of People Operations. You will ... both within HR and across wider stakeholders such as Legal . **You will:** + Maintain compliance with...ahead of industry best practices and future trends in compliance and regulatory requirements. + You have… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and...execute compliance testing in order to assess compliance with legal , regulatory and internal ... testing and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at least 3 of which should involve testing… more
- Deloitte (Williamsville, NY)
- Senior Manager : Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager : Compliance & Reporting plays a key role ... (functional and technical), and enhancements to deliver insights that address business, regulatory and legal challenges. Leverages analytics, AI and reporting to… more
- American Express (New York, NY)
- … compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across the ... tight deadlines. + Ability to learn and understand complex legal and regulatory concepts and convert them...Fairness and UDAP. **Preferred Qualifications:** + Prior payments industry, compliance , legal , or risk experience is a… more