- TD Bank (New York, NY)
- …+ Approximately 10+ years of advisory experience. + Significant experience in providing legal , regulatory or compliance advice to Global Transaction Banking ... + Draft, update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on implementing and documenting… more
- Fiserv (New York, NY)
- … & Emerging Markets do?** A successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory compliance and manages risk ... scale, come make a difference at Fiserv. **Job Title** Manager , FCC, Emerging Markets **What does a successful ...strategies. **What you will do:** + Provide guidance on legal , regulatory , and compliance programs… more
- TD Bank (New York, NY)
- …alternative trading systems and market structure preferred + Significant experience in providing legal , regulatory or compliance advice to Equity Sales & ... drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond… more
- CVS Health (New York, NY)
- …each and every day. Primary Job Duties & Responsibilities Develops comprehensive regulatory compliance strategies and programs to ensure adherence to relevant ... standards. Hires and directs the activities of teams responsible for regulatory compliance , ensuring understanding and adherence to applicable regulations… more
- TD Bank (New York, NY)
- …results. **Key Responsibilities:** + **Program Strategy & Planning** + Support the compliance planning process, ensuring integration of regulatory , risk, and ... may vary depending on availability and individual circumstances._ The **Senior Manager , Compliance Governance & Operations** leads, develops and oversees… more
- TD Bank (New York, NY)
- …experience with a regulator or law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and trading + ... jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including… more
- New York Power Authority (White Plains, NY)
- …Health & Safety - Project Construction Oversight Location: White Plains, US **Summary** Manager will lead EHS compliance across all NYPA Contractor construction ... on initiative efforts. Must be capable of integrating complex interactions among legal , regulatory , operational, engineering and ecological facets of specific… more
- Justworks (New York, NY)
- …documentation to ensure clear, accurate, and accessible process knowledge + Partner with Legal and Compliance to interpret regulatory requirements, mitigate ... Manager , Licensing Operations New York, New York Apply...submission to vendors and state agencies for licensing and regulatory compliance . This role sits at the… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal , Risk, ... of technology, risk, and regulation-collaborating with senior leaders across Legal , Risk, Compliance , and IT to ensure...of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect… more
- NBC Universal (New York, NY)
- …reports to the SVP, Chief Compliance Officer. Responsibilities: + Provide practical legal and regulatory advice to internal clients on compliance with ... and accountability. The ideal candidate will be a pragmatic, business-oriented legal professional with deep expertise in compliance , strong communication… more