- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal , Risk, ... of technology, risk, and regulation-collaborating with senior leaders across Legal , Risk, Compliance , and IT to ensure...of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect… more
- NBC Universal (New York, NY)
- …reports to the SVP, Chief Compliance Officer. Responsibilities: + Provide practical legal and regulatory advice to internal clients on compliance with ... and accountability. The ideal candidate will be a pragmatic, business-oriented legal professional with deep expertise in compliance , strong communication… more
- Pfizer (New York, NY)
- …USMA Payer Brand Marketers, Patient Services, SPP Strategy, BU Patient Solutions, legal , compliance , privacy, external vendors, Procurement, and Finance. **ROLE ... materials for patients and providers. + Partner with relevant legal and compliance colleagues, including P&A ...support and programs (copay). + Working knowledge of the compliance and regulatory environment for manufacturers in… more
- American Express (New York, NY)
- …oversight and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Manager ** **,** **Corporate ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall… more
- Carrington (Albany, NY)
- …a robust document management framework while partnering with business leaders and legal counsel to ensure compliance requirements are met. Perform duties ... traditional and digital communications. + Conduct regular audits of letter logic and regulatory requirements to ensure accuracy and compliance . + Analyze and… more
- Amazon (New York, NY)
- …fun, and make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges, to include Fire Code ... (WHS) Operational Excellence (OpEx) is looking for a Program Manager (PM) to drive continuous improvement EHS projects. If...certifications. Coordinate initial and refresher training as needed. * Regulatory Compliance : Serve as the point of… more
- HSBC (New York, NY)
- …clients + Support and oversight of the end-to-end derivatives process eg Operations, Legal , Compliance , Risk, etc + Lead, mentor, and develop a high-performing ... changes and ensure the investment team adheres to all legal and regulatory requirements + Prepare and...compliance with OCC Regulation 9 and other relevant regulatory requirements + Develop and oversee the implementation of… more
- TD Bank (New York, NY)
- …experience with a regulator or law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and trading + ... for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border… more
- RELX INC (New York, NY)
- …and to volunteer with your charity of choice About the Business LexisNexis Legal & Professional(R) provides legal , regulatory , and business information ... Intelligize is the leading provider of analytical tools for SEC compliance (external reporting) and transactional (IPOs, M&A) professionals. Intelligize offers a… more
- Navient (Albany, NY)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... Legal , and external teams to provide timely, actionable compliance guidance throughout content development. + Enhance internal ...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more