- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Manager , Regulatory Reporting supports the Head of ... domestic operations. This role is responsible for day-to-day execution of regulatory reporting processes, management of a team of professionals and offshore… more
- Tradeweb (New York, NY)
- …Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As a Regulatory Reporting Manager within ... the Data Governance and Regulatory Reporting team at Tradeweb, you will play a crucial...role in driving operational excellence and strategic decision-making for regulatory reporting across North America and APAC.… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... We review, analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple… more
- Citigroup (Queens, NY)
- …position will be a primary owner and adopter of the multi-year transformation of Regulatory Reporting . The position is expected to provide thought leadership on ... Regulatory Reporting matters (changes due to Basel 3 End Game) and will also play a significant role in initiatives that are focused on managing the firm's spot… more
- TD Bank (New York, NY)
- …other initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk ... and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Head of Finance, TDS, US Regulatory Reporting reports to the Chief Financial Officer for TD Securities ... Wholesale Banking group and its initiatives and projects, including regulatory reporting for the other US legal...Leaders on projects and new product initiatives + Leads manager on all Broker Dealer related requests + Documents,… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... with the overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations. We are therefore… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) Impact Assessment and Implementation Oversight Team ... business lines in completing impact assessments and monitoring implementation of regulatory change. The Impact Assessment and Implementation Oversight Team supports… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing the ... the regulatory issue management process. + Managing the governance, reporting insights, oversight and follow through to ensure identified issues receive… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more