• Regulatory Compliance Oversight Analyst…

    TD Bank (New York, NY)
    …individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA ... Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in developing, and...will participate in developing, and implementing and risk management reporting around business policies and procedures to ensure compliance… more
    TD Bank (05/07/25)
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  • Senior Governance & Control Analyst,…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** Preferred Qualifications: Reporting to the Manager , TDS G&C, the primary role of the ... Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support TDS businesses...or training. + Escalate and report RCM issues to Manager , prepare TDS RCM reporting as required.… more
    TD Bank (05/07/25)
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  • Vice President, Regulatory Exam Management,…

    TD Bank (New York, NY)
    …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
    TD Bank (04/03/25)
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  • Reporting Analyst, SIU-(Remote)

    Molina Healthcare (Albany, NY)
    …the Reporting Analyst, SIU will ensure that MHI is meeting all regulatory reporting requirements for state and federal FWA notification. + Will ensure ... **Job Description** **Job Summary** Under direct supervision of the Manager , the Reporting Analyst, SIU supports a... regulatory field Minimum 1 years' experience with regulatory reporting **PREFERRED EXPERIENCE:** * 2-4 experience… more
    Molina Healthcare (05/08/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …+ Escalate regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory requirements simply and ... its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall Compliance program and is responsible… more
    SMBC (04/16/25)
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  • VP, Fair Lending Reporting

    Synchrony (New York, NY)
    …1071 of the Dodd-Frank Act. + Role will focus on compliance with the regulatory reporting obligations for small business lending activity, as defined by the ... CFPB. + The ideal candidate will have experience in regulatory reporting , with a specific understanding of...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
    Synchrony (04/01/25)
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  • Regulatory Code & Compliance Analyst

    City of New York (New York, NY)
    …and compliance functions of the CWZ program. Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for ... waste haulers to the Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight,… more
    City of New York (03/26/25)
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  • Pan-Risk Reporting Lead

    BMO Financial Group (New York, NY)
    …Designs, develops, and implements reporting solutions to meet management and regulatory reporting requirements. + Provides advice and guidance to assigned ... regulatory requirements relevant to the analytics and reporting mandate eg regulatory reporting ....customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
    BMO Financial Group (03/15/25)
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  • Regulatory and Compliance Clerk

    KPH Healthcare Services, Inc. (East Syracuse, NY)
    …team members to assist with processes related to contracting, licensing, reporting , and other regulatory /compliance requirements. Communicate with those outside ... **Overview** **Scope of Responsibilities:** Assist with regulatory and compliance matters within ProAct. **Job Summary:**...Preferred: minimum of 1 year in a pharmacy benefit manager (PBM) setting with working knowledge of operations. **Special… more
    KPH Healthcare Services, Inc. (03/12/25)
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  • Senior Finance Risk Analyst (Hybrid - Buffalo, NY)

    M&T Bank (Buffalo, NY)
    …and report, to the Segment Risk Manager responsible for Finance and Regulatory Reporting Oversight ("FRRO") Analytics. The FRRO team is responsible for ... capital interpretations, capital calculations, Resolution Planning and FED and FDIC regulatory reporting . The Senior Risk Analyst will work closely with M&T's… more
    M&T Bank (03/08/25)
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