• Director, Compliance - Regulatory

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and… more
    TD Bank (09/07/25)
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  • Senior Analyst, Regulatory Revenue…

    Liberty Utilities (Massena, NY)
    …outcome and how we achieve it.** **Purpose** This position reports directly to the Manager of Rates and Regulatory Affairs and provides complex analytical work ... for developing and maintaining revenue requirements and cost recovery models. Supports the Manager of Rates and Regulatory Affairs for studies, projects, and… more
    Liberty Utilities (07/16/25)
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  • Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders and… more
    TD Bank (09/21/25)
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  • CAT/Cais Reporting Analyst -Remote…

    Raymond James Financial, Inc. (New York, NY)
    …future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support ... plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this… more
    Raymond James Financial, Inc. (09/30/25)
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  • Short Term Assignment - Analyst, Regulatory

    TD Bank (New York, NY)
    …Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...Strong knowledge of JIRA to maintain updates and produce reporting metrics. + Maintaining a central repository of data… more
    TD Bank (09/30/25)
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  • VP, Compliance - Regulatory Initiatives…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders and… more
    TD Bank (09/07/25)
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  • Regulatory and Compliance Clerk

    KPH Healthcare Services, Inc. (East Syracuse, NY)
    …team members to assist with processes related to contracting, licensing, reporting , and other regulatory /compliance requirements. Communicate with those outside ... **Overview** **Scope of Responsibilities:** Assist with regulatory and compliance matters within ProAct. **Job Summary:**...Preferred: minimum of 1 year in a pharmacy benefit manager (PBM) setting with working knowledge of operations. **Special… more
    KPH Healthcare Services, Inc. (09/10/25)
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  • Regulatory Analyst

    Healthfirst (NY)
    …+ Responsible for entering, maintaining, and monitoring identified projects in Logic Manager and coordinates within Regulatory Affairs team. + Communicates and ... internal departments regarding the review and submission of all MLTC/MAP reporting requirements. + Communicates disposition of marketing materials to internal… more
    Healthfirst (08/21/25)
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  • Quality Engineer - GMT Reg Reporting

    Bank of America (New York, NY)
    …office execution services consultants, sales traders, data scientists as well as regulatory and supervisory reporting requirements. The role involves working ... and collaborative environment. + Knowledge of FIX protocol + Regulatory - Reporting requirements and regulations + Financial Knowledge...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
    Bank of America (09/20/25)
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  • Vice President - Customer Reporting

    TD Bank (New York, NY)
    …Collaboration: Partner with technology, operations, and client-facing teams to ensure reporting capabilities meet both business requirements and regulatory ... leader at the Vice President level to drive the development of our customer reporting strategy and platforms within Transaction Banking. This role will be central in… more
    TD Bank (09/21/25)
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