- Project Renewal, Inc. (New York, NY)
- …breaches of protected health information (PHI) or other violations, staff concerns, and regulatory issues. + Maintain a confidential reporting system for staff ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range:...for patient privacy inquiries and complaints. + Support compliance-related reporting to regulatory agencies as needed. +… more
- TD Bank (New York, NY)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... assessment methodologies, advanced data and presentation skills, and experience managing people. The Manager will play a key role in executing and enhancing the RCM… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the team by… more
- Bank of America (New York, NY)
- …and other internal departments, such as Legal, Operations, Financial Crimes Compliance, and Regulatory Reporting . + Assist with responding to and coordinating ... Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York...controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities… more
- Independent Health (Buffalo, NY)
- …a culture that fosters growth, innovation and collaboration. **Overview** The Manager , Tax Accounting, shall assist with the development, execution, and supervision ... of all operational and reporting responsibilities of the Accounting and Tax department. This...accurate filing of all quarterly and annual tax and regulatory submissions. This will include the accurate completion and… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market...+ Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- Synchrony (New York, NY)
- …audit plan development and quarterly refresh, audit committee and board reporting , regulatory engagement, Issues Management, and functional Supplier Management ... Job Description: **Role Summary/Purpose:** The VP, Professional Practices Senior Manager plays a key leadership role within the Internal Audit function. This role is… more
- Bank of America (New York, NY)
- …of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the ... Compliance & Operational Risk Manager - Americas Control Room Manager ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more