• VP - Finance

    TD Bank (New York, NY)
    …has a key role in the USA providing support in financial, management, liquidity, and regulatory reporting . In addition, by its nature as a primary control and ... within report preparers. + Support the alignment of current regulatory reporting processes with new processes as...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (05/14/25)
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  • Senior Compliance Business Oversight Analyst (US)

    TD Bank (New York, NY)
    …extract actionable insight and strong organizational skills for document management, reporting , system administration, etc. Please review desired skills & experience ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
    TD Bank (05/13/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …+ Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. + Interfaces ... to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the… more
    SMBC (05/12/25)
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  • Data Integration Sr Lead Analyst - SVP - New York…

    Citigroup (New York, NY)
    …understanding the current and developing critical data element requirements for ERM Regulatory reporting , and ensuring accuracy, completeness, and timeliness of ... required** **Strong knowledge of financial products, risk management, and regulatory reporting .** **Familiarity with Enterprise Risk Management/FRM certification… more
    Citigroup (04/15/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
    BMO Financial Group (05/15/25)
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  • Director, Data Quality Sr Group Manager

    Citigroup (New York, NY)
    …implementations and managing risk systems. + Strong knowledge of Risk Management and/or Regulatory Reporting including knowledge of risk management reporting ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
    Citigroup (04/25/25)
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  • Group Risk Specialist, Risk Governance

    TD Bank (New York, NY)
    …The **Group Risk Specialist, Enterprise Risk Governance** will support the Senior Manager in evolving the Business Line Risk Appetite program. Analyze data, ... and maintain interactive Business line dashboards. Work closely with Senior Manager to implement opportunities and develop detailed documentation. Will support the… more
    TD Bank (05/15/25)
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  • Senior Compliance Officer - US Markets Compliance…

    TD Bank (New York, NY)
    …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
    TD Bank (04/30/25)
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  • Head of Consumer Lending Compliance

    City National Bank (New York, NY)
    …Qualifications** * Bachelor's Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
    City National Bank (05/03/25)
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  • Portfolio Analytics & Strategy Specialist

    PNC (Madison, NY)
    …of Tableau helpful, but not required. **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over the ... basis. Some responsibilities may be performed remotely, at the manager 's discretion. In this role you will: * Perform...financial and regulatory reporting processes. Responsible for running complex… more
    PNC (05/15/25)
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