- TD Bank (New York, NY)
- …Markets Business Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department ... Banking, Capital Markets, Interest Rate, Currency, and Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global… more
- Raymond James Financial, Inc. (New York, NY)
- …and well-governed data across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with regulatory bodies on ... with significant business impact to multiple Raymond James' subsidiaries. Reporting to the SVP of Risk Data & Analytics,...Risk's systems and data solutions to align with changing regulatory and business environments in an effort to minimize… more
- Independent Health (Buffalo, NY)
- …reporting units to build efficiencies into the monthly closing process and streamline reporting for consistency. Regulatory + Must be familiar with GAAP, SAP ... support in the accurate and timely filing of all regulatory and tax reporting . Team Building +...the organization. + Coordinate with bookkeepers, staff accountants and/or manager to maintain the flow of information within the… more
- New York State Civil Service (Albany, NY)
- …& Analytics team to supply surveillance data for in-depth analysis and reporting , providing valuable insights into emerging risks. The individual is responsible for ... all supervised entities, ensuring alignment with DFS' organizational goals and regulatory requirements.o Oversees the daily surveillance operations to track and… more
- MUFG (New York, NY)
- …ongoing financing; (iii) proactively monitor deals and assign timely internal ratings and reporting ; and (iv) assist Division Manager in special projects, as ... and agreements. + Use aforementioned analysis to prepare timely borrower and regulatory rating recommendations and maintain proper accrual status on each account. +… more
- Cherry Bekaert (Albany, NY)
- …functions for our insurance clients (general ledger accounting and analysis, regulatory and management reporting , premium taxes, business meetings ... with financial compilations and NAIC and State insurance related regulatory filings and reporting . + Assist with...materials, etc. + Administer scheduling and act as project manager for one or more client committees. + Perform… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of Defense responsibilities outlined ... in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance... risk policies. + Analyze surveillance data and develop reporting of key risk indicators for internal and external… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- BMO Financial Group (New York, NY)
- …to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements and to ensure that the First Line of Defence responsibilities ... outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance...with influence to achieve change in areas without direct reporting status to the incumbent. + Proven ability to… more
- Whitney Young Health Center (Albany, NY)
- …by establishing, maintaining and improving financial policies, procedures, controls and reporting systems. Ensures legal and regulatory compliance for all ... financial accounting, payroll, banking, cash management, financial analysis, financial reporting . Provides leadership and coordination of the organization's financial… more