• Early Talent Analyst Program - US Treasury

    TD Bank (New York, NY)
    …Leads or supports the documentation, productions, and submission of internal and regulatory reporting packages + Contributes to various operational activities ... the office. **Depth & Scope** + Produces accurate and timely reporting for internal management, finance/business partners, executive leadership, and external… more
    TD Bank (09/24/25)
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  • Director, Industry Relations, Global Payments

    TD Bank (New York, NY)
    …such as Canada Lynx, US CHIPS, and FedWire, etc. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, anti-money ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
    TD Bank (09/21/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room ... procedures are updated timely and accurately. + **Meetings &** ​ ** Reporting :** Prepare summaries, presentations, briefing notes, and other required documentation to… more
    TD Bank (09/20/25)
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  • Investment Operations Sr Mgr

    Citizens (Tarrytown, NY)
    …solutions + Oversight of the accurate and timely production of internal, client and regulatory reporting + Lead the development and implementation of new reports ... in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity planning and… more
    Citizens (07/25/25)
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  • Senior Registration Analyst

    Neuberger Berman (New York, NY)
    …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
    Neuberger Berman (09/09/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
    BMO Financial Group (09/25/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...approval) of all functions and accountabilities related to management reporting and analysis + Coordinates the DGAMLO team's participation… more
    TD Bank (09/21/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
    TD Bank (09/16/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
    TD Bank (08/09/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
    University of Rochester (08/07/25)
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