- Citigroup (New York, NY)
- …controls, documentation, and approvals including implementation of new and revised regulatory reporting requirements + Research and resolve issues, provide ... The Applications Development Senior Group Manager is a senior management level position responsible...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Project Renewal, Inc. (New York, NY)
- …breaches of protected health information (PHI) or other violations, staff concerns, and regulatory issues. + Maintain a confidential reporting system for staff ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range:...for patient privacy inquiries and complaints. + Support compliance-related reporting to regulatory agencies as needed. +… more
- American Express (New York, NY)
- …this role? Manager - Basel Endgame, Documentation and Controls. Global Regulatory Reporting and Treasury Controllership is part of the Global Controllership ... organization. The US Regulatory Reporting team is responsible for managing and delivering US regulatory filings for American Express. This individual will… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I ... Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of T&I Regulatory … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- TD Bank (New York, NY)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and ... role reports to the lead Governance Program Management Senior Manager and will lead the design and development of...platform + Develop and produce data-driven dashboards and risk reporting materials using tools such as Power BI, Tableau,… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory ... and operate controls to mitigate LRR risk) across TD. Reporting to the Head of Compliance, Regulatory ...the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... We review, analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple… more
- American Express (New York, NY)
- …oversight of data used in key risk and regulatory reports. The Manager will review and assess reporting outputs, evaluate controls, and provide transparency ... its lifecycle. Enterprise Data Risk Management is hiring a Manager who will play a key role in supporting...experience in data management, risk management, compliance, audit, or regulatory reporting , preferably in financial services. +… more
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