- TD Bank (New York, NY)
- …of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of ... + Advanced skill in using analytical software tools, data analysis methods and reporting techniques + Skill in using computer applications including MS Office +… more
- MUFG (New York, NY)
- …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... not limited to) identifying data elements, measuring data quality, reporting data issues and working towards complying with the...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- TD Bank (New York, NY)
- …liaison on behalf of Enterprise Protect and P&T and support partners on regulatory responses related to Cyber and Technology Controls. Additionally, this role will ... Identification and Assessment, Risk Measurement, Risk Treatment, and Risk Monitoring and Reporting on compliance with TD's Risk Appetite and policies relative to… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- TD Bank (New York, NY)
- …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +… more
- Equitable (New York, NY)
- …leadership role encompassing strategic investment management, asset-liability oversight, and manager accountability. Reporting to the Chief Investment Officer, ... maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations of… more
- TD Bank (New York, NY)
- …+ Assists in providing periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings + ... with the first line of defense (CIO & CISO organizations) in identifying, reporting , and mitigating Cybersecurity risk issues and provide subject matter expertise in… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- WIN Waste Innovations (Poughkeepsie, NY)
- …event. + Serve as the main point of contact for communication, documentation and reporting to environmental and safety regulatory agencies as assigned. + Assist ... practices; keep abreast of current facility issues. + Periodically meet with Plant Manager /General Manager and/or Operations Manager to discuss open… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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