• Surveillance Operations Analyst (Financial…

    New York State Civil Service (Albany, NY)
    …database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
    New York State Civil Service (08/08/25)
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  • Senior Analyst- Mortgage Product Development

    TD Bank (New York, NY)
    …a broad functional level across product management accountabilities based on reporting and analysis. **Department Overview:** Mortgage Capital Markets is responsible ... and initiatives + Maintains up to date awareness of regulatory , competitive and industry landscape to obtain market insights;...business strategy, goals and objectives + Supports the Product Manager or Senior Product Manager with product… more
    TD Bank (10/01/25)
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  • Screening Systems Modernization Engineer

    Mizuho Corporate Bank (New York, NY)
    …related field- Cloud architecture certifications (Azure strongly preferred)- Experience with regulatory reporting systems and API management- Background in ... Join Mizuho as a Screening Systems Modernization Engineer! Reporting to the Director of Compliance Technology Modernization, in this role you will serve as a… more
    Mizuho Corporate Bank (09/10/25)
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  • Senior Analyst, Privates Compliance

    Wellington (New York, NY)
    …the firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on information ... barrier requirements, regulatory obligations and related internal policies and procedures +...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
    Wellington (09/24/25)
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  • Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and debt securities + Oversees the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and… more
    TD Bank (09/21/25)
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  • Compliance Analyst, 340B Program ( On-Site )

    WMCHealth (Valhalla, NY)
    …with all regulatory requirements in conjunction with the 340B Program Manager . + Maintain current knowledge of 340B program requirements, assessing regulatory ... an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions. Qualifications/Requirements:… more
    WMCHealth (09/12/25)
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  • VP - Compliance Monitoring Program, TD Securities

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and templates as required. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation of Monitoring Activities. + Communicate… more
    TD Bank (09/07/25)
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  • Technical Security Systems Specialist

    MUFG (New York, NY)
    …and proactively negotiates within department to achieve outcomes. Provides recommendations on reporting , eg budget, risk, regulatory compliance. + Acts as a ... vendor relationships of networked security systems to provide best in class regulatory compliance results. Collaborate with Security Managers, lines of business and… more
    MUFG (09/23/25)
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  • Trade Surveillance Associate (Compliance) - TD…

    TD Bank (New York, NY)
    …and manage risks, and escalate non-standard, high-risk activities as necessary * Conduct reporting and / or meaningful analysis at the functional or enterprise level ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
    TD Bank (08/08/25)
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  • Director - Payments Business Architecture Lead'

    TD Bank (New York, NY)
    …+ Knowledge of emerging payment rails like Instant Payments + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
    TD Bank (09/21/25)
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